- Flatirons Bank (Boulder, CO)
- Compliance Officer , VP Job Details Job Location Boulder - Boulder, CO Position Type Full Time Salary Range $85000.00 - $110000.00 Salary/year Job Posting Date(s) ... thrive. Website www.flatirons.bank Contact ###@flatirons.bank ROLE AND RESPONSIBILITIES The position of Compliance Officer plays an important role for the Bank.… more
- Zions Bancorporation (Salt Lake City, UT)
- …is currently seeking a highly qualified professional for the role of a Fair Lending Compliance Officer to support the Fair Lending Compliance Team. The Fair ... Lending Compliance Officer (" Compliance Officer ") is responsible for performing periodic...preferred. + Bachelor's degree preferred. + 0-2+ yrs in banking /financial services regulatory compliance , auditing or other… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...compliance advisory coverage for the Corporate & Investment Banking (CIB), Equity Capital Markets (ECM), Debt Capital Markets… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... to results, in an inclusive and high-performing culture. **Global Banking and Markets** Global Banking and Markets.... **What You'll Do** + Acting as a senior compliance officer and Compliance team… more
- SMBC (Jersey City, NJ)
- …specialized experience in Financial Services + 4+ years of experience within Banking or Financial Services Regulatory Compliance , Governance, Legal, or related ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Banc of California (Santa Ana, CA)
- …and participate in management meetings; + Report/communicate LOB risks to their SVP Compliance Officer lead; + Responsible for ensuring all operating procedures ... holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of California (the "bank"). Banc of...RCSA and report high risk exposures to their SVP Compliance Officer lead; and + Ensure appropriate… more
- SMBC (New York, NY)
- …the management of compliance risk. Advisory is represented by the Chief Compliance Officer as either a member or observer of various committees such ... regulators such as FINRA, NFA, CFTC and FRB. The Compliance Officer role may manage a coverage...compliance with expertise in US securities, swaps and banking laws and regulation. + Proactively engage with … more
- Fifth Third Bank, NA (Cincinnati, OH)
- …logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer II- Newline LOCATION -- Cincinnati, Ohio 45227 ... Make banking a Fifth Third better(R) We connect great...and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and… more
- SMBC (Jersey City, NJ)
- …Program Manager will join the Compliance Administrative Office supporting the Chief Compliance Officer (CCO) for the Americas Division, playing a key role in ... Crime Compliance . **Role Objectives** + Provide support to the Chief Compliance Officer in managing departmental strategic initiatives. + Develop and deliver… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding...various compliance projects as requested. + Ensure compliance with all banking laws, rules, regulations,… more