- JPMorgan Chase (Newark, DE)
- …in the world of compliance ? At JPMorgan Chase, we are seeking a dynamic Compliance Senior Officer to join our team. This role offers the opportunity to work ... the perfect opportunity for you. **Job Summary** As a Compliance Senior Officer in the OFAC Sanctions...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- Tompkins Community Bank (Wyomissing, PA)
- …Selected candidate must be able to work in the office two (2) days a week. The Compliance Officer - Deposits reports to the Director of Bank Compliance and ... Management System (CMS), to ensure the bank is in compliance with its policies and procedures with banking...CC, DD, E, Overdraft Programs, Privacy, Garnishments, UDAAP. The Compliance Officer - Deposits will serve as… more
- CIBC (Chicago, IL)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Regulatory Compliance Management (RCM) Officer will assist in the ... compliance risk in the US Region. The RCM Officer will support the US RCM Program Manager to...experience in regulatory compliance , risk management, or compliance audit/testing role with a large banking … more
- Byline Bank (Chicago, IL)
- …thrive in a supportive, growth-oriented environment, let's connect to discuss this Compliance Officer opportunity! **Objective of Position** : The Compliance ... and Responsibilities:** + Performs compliance testing to ascertain compliance with applicable banking laws, rules and regulations as well as bank policies… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...the compliance program at an asset management firm in Manhattan,… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- Raymond James Financial, Inc. (New York, NY)
- …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision ... of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive strategic… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core … more
- Fifth Third Bank, NA (Cincinnati, OH)
- Make banking a Fifth Third better(R) We connect great...new approaches and methods to accomplishing work. + #LI-GM1 Compliance Officer I - Compliance ... Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION:Responsible for conducting testing in accordance with… more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more