- M/I Homes (Columbus, OH)
- …Orlando, Raleigh, San Antonio, Sarasota, and Tampa. Job Summary: The Mortgage Compliance Officer ensures the mortgage lending operations comply with all ... compliance with licensing, registration, disclosure requirements. The compliance officer will work closely with department...a plus. + Experience: Minimum 5 years in mortgage compliance , banking regulation, or risk management. +… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain ... deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's ...+ Bachelor's degree. + Three or more years of Compliance experience. + Knowledge of the banking … more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... and a bank dealer and offer general support to the compliance department including testing and surveillance. **Primary Responsibilities** + Implement policies… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program materials to… more
- Bloomberg (New York, NY)
- …Risk and Compliance Shared Services team. **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk Office and Global ... It's up to you to make it happen. **Our Team:** Bloomberg's Risk and Compliance Departments play a critical role in supporting our businesses and operations around… more
- Bloomberg (New York, NY)
- …field; Master's degree preferred + 5+ years of experience in Regulatory Affairs, Compliance , and/or RiskManagement, preferably at a banking or a financial ... to make it happen. **Our Team:** Bloomberg's Risk and Compliance Departments play a critical role in supporting our...Role?** As the Global Exam Management and Regulatory Inquiries Officer , you will work with the Global Regulatory Engagement… more
- FirstBank PR (San Juan, PR)
- …: The Automobile Wholesale Financing Business (aka Floor Plan Unit) Business Relationship Officer analyzes all banking products and services needs of clients and ... and annual reviews, criticized reports, risk rating assessments, industry analysis, covenant compliance checks. The officer also monitors compliance with… more
- Zurich NA (Harrisburg, PA)
- AVP Underwriting Officer OR VP, Senior Underwriting Officer 120961 What can go right when you can grow your career? Now is the time to move forward and make a ... Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer to...experience in the Underwriting or Market Facing, Finance, Accounting, Banking areaOR + High School Diploma or Equivalent and… more
- First Horizon Bank (Knoxville, TN)
- …of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal ... laws and regulations related to Consumer, Trust, and Commercial Compliance to be leveraged as part of other testing...the requirements of the regulations + Intermediate knowledge of banking products and services + Exercise discretion and judgment… more