• Executive Underwriter OR AVP, Underwriting…

    Zurich NA (Owings Mills, MD)
    …that will focus on developing our underwriting talent and driving and cultivating broker relationships. We are looking for a Leader that will exercise strong ... the organization's appetite, balanced with sound business opportunity. + Make agent/ broker /customer and on-sight calls with a planned and well-prepared purpose. +… more
    Zurich NA (11/21/25)
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  • Summer Associate - RCS Project Management - St.

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Custody Services Division (RCS) serves as a clearing firm for independent broker -dealers and as a custodian for independent Registered Investment Advisor firms ... department for years to come. Understanding of the regulatory agencies that oversee Broker -Dealer and RIA firms will be essential in understanding how the different… more
    Raymond James Financial, Inc. (11/19/25)
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  • Account Manager, II

    Carrington (Bismarck, ND)
    …**What you'll do:** + Main contact of communication and support between the Broker and the various departments and individuals of the company throughout the process ... letters, cancellation and declinations. + Monitors incoming documents from Broker verifying the data collected and submitted by brokers....updates the Account Executive daily. + Communicates with the Broker at a minimum of every other day and… more
    Carrington (11/18/25)
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  • RE Sales Agent

    Vylla Home (Duluth, GA)
    …marketing and customer relationship management tools to 24/7 training, face-to-face broker support, qualified leads and referrals and much more. Vylla's national ... roof! We offer our agents: + Up to 100% Broker Split - keep your commission and set your...marketing support, social media training and more + Face-to-face broker support and coaching - true mentorship + Dedicated… more
    Vylla Home (11/17/25)
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  • Internal Audit Manager

    Robert Half Management Resources (Dallas, TX)
    …lead and develop the internal audit function for a dynamic clearing broker -dealer organization. This strategic role involves building audit frameworks that ensure ... effective risk management. The successful candidate will bring extensive knowledge of broker -dealer operations and regulations, along with the ability to design and… more
    Robert Half Management Resources (11/15/25)
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  • Customs Compliance Specialist

    Panasonic North America (Los Indios, TX)
    …counsel to pull specific entry documents and provide required documents from external broker entry packets. + Manage post entry activity in coordination with Customs ... claims. Provide drawback to facilitate refunds as needed. + Research within available broker reports to complete and provide detailed duty recovery data and evidence… more
    Panasonic North America (11/15/25)
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  • Underwriter OR Underwriting Specialist - MM…

    Zurich NA (Chicago, IL)
    …with objectives focused on profitable growth and superior service to our broker partners and customers and are responsible for: + Generating, underwriting and ... regulations and rating manual rules + Developing and maintaining agency and broker relationships + Working within broad limits and authorities on complex assignments… more
    Zurich NA (11/15/25)
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  • VMC Treasury Liaison

    Vanguard (Malvern, PA)
    …and dynamic team that performs Treasury Functions consisting of moving and reconciling broker dealer cash activity. The VMC Treasury Liaison will perform the newly ... Protection Rule). VMC is a Vanguard legal entity which is a registered broker -dealer and provides brokerage services as a self-clearing broker -dealer under the… more
    Vanguard (11/06/25)
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  • Swap Dealer Regulation Controls & Operational…

    Santander US (Miami, FL)
    …controls related to the Swap Dealer (eg Dodd Frank/EMIR/MiFid) and coverage for Broker Dealer controls in coordination with the controls Team. Act as back up ... for Broker /Dealer controls where needed. This includes ensuring high service...risks. Capable of learning back up controls for the Broker Dealer where needed. Knowledge of Sentinel/Bloomberg. * In… more
    Santander US (11/06/25)
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  • Sales Representative, Premier Market

    Guardian Life (Indianapolis, IN)
    …territory. The Sales Representative will be responsible for building and maintaining broker and plan holder relationships to drive ongoing sales and retention of ... the ability to attain high levels of production through broker development and internal relationships! This role will report...Health products. + Support the general wellbeing of the broker and client relationship for the development and growth… more
    Guardian Life (11/04/25)
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