• Insurance Analyst / Senior Insurance Analyst

    PPL Corporation (Louisville, KY)
    …at a commercial insurance brokerage firm or commercial insurer in underwriting, broker placement or client advisory roles. + Senior Insurance Analyst consideration - ... at a commercial insurance brokerage firm or commercial insurer in underwriting, broker placement or client advisory roles. + Demonstrated knowledge of core… more
    PPL Corporation (11/03/25)
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  • Cash Product Risk Senior Manager

    Vanguard (Scottsdale, AZ)
    …responsible for ensuring regulatory compliance and operational integrity across broker -dealer cash management functions. It involves translating complex financial ... across payment systems and card operations. + Demonstrate strong understanding of broker -dealer cash management accounts and related regulations (eg, Reg E, Reg CC,… more
    Vanguard (11/03/25)
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  • Sales Engineer II, Ten-X

    CoStar Realty Information, Inc. (Irvine, CA)
    …ensure complete and organized due diligence is available to buyers, and support the broker 's buyer engagement as needed to sell the property at an auction. As a ... pivotal in effectively communicating auction strategies to each seller, broker and buyer that you engage with. Educating each... and buyer that you engage with. Educating each broker and seller as to the structure of how… more
    CoStar Realty Information, Inc. (10/31/25)
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  • Compliance Officer

    Robert Half Legal (Dallas, TX)
    …the organization. * Support stakeholders by drafting, reviewing, and revising broker -dealer compliance policies and procedures. * Provide expertise in broker ... experience in compliance monitoring and regulatory management. * Strong knowledge of broker -dealer compliance policies and procedures. * Ability to assess risk and… more
    Robert Half Legal (10/30/25)
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  • Senior Settlement System Support Specialist., VP

    MUFG (New York, NY)
    …the technical bridge between operations and the technology that powers our broker -dealer settlement engine. This role requires deep expertise in trade flows, ... or a related field. * 8+ years of progressive experience in broker -dealer back office, financial technology, or equivalent financial operations roles. * Deep… more
    MUFG (10/29/25)
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  • Senior Analyst, US Finance Audit

    Scotiabank (Dallas, TX)
    …to ensure adequate controls over finance functions (eg, banking & broker -dealer activities/reporting) and validate source documents. + Maintain a thorough ... appropriate audit plans/activities for assigned areas (eg, banking & broker -dealer regulatory reporting, financial reporting, product control, human resources,… more
    Scotiabank (10/29/25)
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  • Market Risk Governance Associate

    SMBC (New York, NY)
    …(CUSO), the SMBC Capital Markets Swap Dealer, and Nikko Securities America's Broker -Dealer entity. This role will focus heavily on issue management, governance ... issue management process for the Bank, swap dealer, and broker -dealer entities. This is an excellent role for someone...Risk Committees (Tier 1 and 2), Swap Dealer and Broker Dealer oversight forums - Help review policies, procedures… more
    SMBC (10/28/25)
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  • General Manager & Market Growth Leader- Select…

    The Cigna Group (Walnut Creek, CA)
    …and existing distribution channels through segment expansion, capability development, broker engagement and successful execution of sales and retention strategies. ... best in products and customer service; maintains strong external relationships with key broker and consulting firms in addition to key clients and producers across… more
    The Cigna Group (10/28/25)
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  • Senior Brokerage Coordinator

    Cushman & Wakefield (Dallas, TX)
    **Job Title** Senior Brokerage Coordinator **Job Description Summary** Supports broker teams through day-to-day administration, report preparation, and related ... various departments within the organization on behalf of the broker team to ensure they are able to meet...books. + Manage sublease listings. + Prepare and track broker expense reports in Workday. + Maintain files, such… more
    Cushman & Wakefield (10/25/25)
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  • Senior Alternative Investment Specialist - B/D…

    T. Rowe Price (Baltimore, MD)
    …management solutions to our diverse client base which include Banks, Broker /Dealers, RIA, TAMP's, and Intermediary Platform providers throughout the United States. ... and will report to the Head of Alternative Investment Specialists for Broker /Dealer + This role is directly responsible for distribution of alternative investment… more
    T. Rowe Price (10/22/25)
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