- SMBC (New York, NY)
- …as business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function ... compliance support across the Advisory Function with respect to broker -dealer-applicable regulatory engagements, support function coordination, governance and reporting.… more
- Ontario ARC (Canandaigua, NY)
- …NY, USA | Hourly | 21.78-23.20 per hour | Part Time The Arc Ontario Broker (OPWDD) Salary: $21.78 - $23.20 Position Overview: Join us in creating a world where ... and developmental disabilities can lead self-directed lives. As a Broker with The Arc Ontario, you will play a...an equivalent combination of education and experience. + Required Broker Certification obtained through OPWDD Broker Training… more
- System One (Columbia, MD)
- Broker Support Coordinator (Health Insurance) Primarily Remote | Temporary | Baltimore, MD (Occasional Onsite) About the Role We're supporting a health insurance ... broker management team during a high-volume busy season and...high-volume busy season and are looking for a hands-on Broker Support Coordinator to help keep day-to-day operations running… more
- AON (New York, NY)
- Senior Vice President/ Broker III - Hull & Liability This is a hybrid role to from our New York, NY; Miami, FL; Houston, TX; Seattle, WA; or San Francisco office. Aon ... to deliver global capabilities locally. As the world's leading broker , and as experts in marine coverages and market...the applicable incentive plan. #LI-KA1 #LI-HYBRID 2572820 Senior Vice President/ Broker III - Hull & Liability This is a… more
- Capital One (New York, NY)
- Associate Broker Dealer Risk Specialist **The Associate Risk Specialists supporting Capital One's Commercial Broker Dealers are highly motivated Risk Management ... registration and licensing process for associates and the Commercial Broker Dealers.** **Key Responsibilities:** **Facilitate onboarding processes for registered and… more
- Guardian Life (Boston, MA)
- …highly skilled and motivated **Product Development Manager (PDM)** to focus on Customer/ Broker reporting. This role will be responsible for managing the definition ... and requirements for Customer/ Broker reporting, including Guardian Insights (Self Service capabilities), stewardship reporting (recurring reporting by broker… more
- AON (Chicago, IL)
- Aon is hiring an Account Executive/ Broker I for our Construction & Infrastructure team in Chicago! Are you looking for an opportunity to take the next step in your ... & Infrastructure, Professional Liability team is seeking an Account Executive/ Broker I to join the team in Chicago. Aon...documents and policies. 2572290 Aon is hiring an Account Executive/ Broker I for our Construction & Infrastructure team in… more
- Coinbase (Madison, WI)
- …will provide critical support to Coinbase Capital Markets ("CCM" a FINRA member broker -dealer) in meeting its regulatory obligations to assist the Product team in ... you (ie. job requirements):* * 7+ years experience working in a retail broker -dealer compliance team. * Comfortable working in a fast-paced environment with high… more
- AON (Houston, TX)
- Account Executive/ Broker II, Construction Practice As part of an industry-leading team, you will help empower results for our clients by delivering innovative and ... unit members. + CPCU, ARM, ARe or CRIS designations desired + P&C Broker License required. Education: + Bachelor's degree or equivalent years of industry experience.… more
- Centene Corporation (Sacramento, CA)
- …that are identified by the Ambetter Brokers and initially reported to the Broker & Sales Support team, ensuring initial research is completed and documented, ... issue. + Research commission issues in determining if a Broker should be paid commissions. + If the commission...authorized to have the correction made Responsible for the Broker to be paid or not paid based on… more