- City National Bank (Los Angeles, CA)
- **SR. COMPLIANCE ANALYST - BROKER DEALER INVESTMENT ADVISORY** **WHAT IS THE OPPORTUNITY?** Colleague is responsible for assisting CNS Branch Manager with daily ... supervision of Broker Dealer and Investment Advisory activity. Responsible for reviewing...transactions including Transfer of Assets, New Accounts (DVP/RVP, Prime Broker , Non-Prototypes, Charitable Organizations, Trusts & Estates, etc.), Margin… more
- TD Bank (New York, NY)
- …role **Job Description:** **Preferred Qualifications:** TD Securities is looking for a broker -dealer accountant to join its legal entity control division in New York ... US Wholesale entities, which may include multiple SEC registered broker dealers. The successful candidate will be responsible for...books and records and regulatory filings for its US broker -dealers as well as non broker dealers.… more
- USG Insurance Services, Inc. (Arlington, TX)
- Associate Producer/ Broker Hours : 8:30-5:00 Local Time Location : Remote or hybrid, depending on your area Compensation : Based on Experience Offices : At USG, we ... We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent...your success. The Role Itself This position is a Producer/ Broker in development and will work as a member… more
- Elevance Health (Mason, OH)
- **National Broker Consulting and Relations Director** **Location:** This position will work a hybrid model (remote and office). The ideal candidate will live within ... 50 miles of our PulsePoint locations. The **National Broker Consulting and Relations Director** is responsible for influencing and partnering with national brokers… more
- Charles Schwab (Phoenix, AZ)
- …of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Technology ... responsible for executing application reviews in business integrated audits. The Broker -Dealer/Asset Management team provides internal audit coverage of the business… more
- CenterWell (Oklahoma City, OK)
- …a part of our caring community and help us put health first** The National Broker Partnerships Lead is responsible for collaborating with FMOs and broker call ... awareness of CenterWell Primary Care and drive patient growth. The National Broker Partnerships Lead oversees key relationships with large national Medicare brokers… more
- Elevance Health (Richmond, VA)
- ** Broker Service Representative** **Location:** Remote within 50 miles of an Elevance Health Pulse Point. The ** Broker Service Representative** is responsible ... for providing operational support and expertise to broker contacts ( Broker , General Agency, etc.), Account Management and Group Admins as needed. Occasional… more
- AON (New York, NY)
- Aon is looking for a Broker Manager II Aon is in the business of better decisions. At Aon, we shape decisions for the better to protect and enrich the lives of ... the day will look like + The Financial Services Broker Manager II is responsible for executing Aon Broking...documents and policies. 2541411 Aon is looking for a Broker Manager II Aon is in the business of… more
- Walmart (Bentonville, AR)
- …you'll do Join the US Import Trade Compliance organization to lead the US Import Broker Operations for the world's largest retailer. The Director of the US Import ... Broker Operations role is critical to the US Import...team to manage Walmart's import entry operations and customs broker day to day operational flow and key strategies.… more
- AON (New York, NY)
- Broker I - Marine Cargo Colleagues on this team engage with clients to identify potential threats across a myriad of areas, ensuring they are better informed and ... tasks simultaneously. + Sales experience preferred. + Must maintain appropriate broker 's license. Education: + Bachelor's degree, preferably in maritime studies. How… more