- HUB International (Wilmington, MA)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... accordance with the practices, policies and procedures of the Company . **SPECIFIC RESPONSIBILITIES** : + Ability to evaluate and...team members to effectively delegate work. + Utilize HUB's Broker Management System (BMS - EPIC) to manage client… more
- Charles Schwab (Lone Tree, CO)
- …audited financial statements for applicable subsidiary entities, including Schwab's broker -dealer, bank, and international subsidiaries. The SEC Reporting group ... GAAP, financial reporting principles, and SEC regulatory requirements. + Relevant broker /dealer, banking, or other financial services accounting experience a plus. +… more
- Neuberger Berman (New York, NY)
- …ensure the highest standards of supervision and governance for RIA and Broker Dealer platforms and advisory/sales activities + Oversee the implementation of ... leading high-performing teams + Deep understanding of RIA and Broker Dealer supervisory frameworks, advisory/sales practices, and relevant regulatory requirements… more
- Thrivent Financial (Spokane, WA)
- …product pricing, and contacting carriers for information + Interfacing with the broker -dealer or custodian to obtain information, account data, and convey service ... generous lives. Today, Thrivent is a not-for-profit, membership-owned Fortune 500 company with $194 billion in assets under management/advisement (as of 12/31/24).… more
- Charles Schwab (Westlake, TX)
- …audit, or regulatory risk management experience in a financial services retail broker dealer or investment advisory role. + Strong knowledge of financial services ... broker -dealer and Investment Advisory industry standards, best practices, and...both today and in the future: + 401(k) with company match and Employee stock purchase plan + Paid… more
- JPMorgan Chase (New York, NY)
- …and using your expert judgement to solve real-world challenges that impact our company , customers and communities. Our culture in Risk Management and Compliance is ... As a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical abilities...a high value on diversity and inclusion at our company . We do not discriminate on the basis of… more
- CH Robinson (Laredo, TX)
- …mastery in client specifications and understanding the pivotal role of a customs broker in the supply chain. This opportunity offers a platform to refine your ... note that per the Customs Regulations, specifically 19 CFR 111.53(e), a Customs Broker is required to receive written approval from US Customs and Border Protection… more
- CH Robinson (Atlanta, GA)
- …note that per the Customs Regulations, specifically 19 CFR 111.53(e), a Customs Broker is required to receive written approval from US Customs and Border Protection ... note that per the Customs Regulations, specifically 19 CFR 111.53(e), a Customs Broker is required to receive written approval from US Customs and Border Protection… more
- HUB International (East Longmeadow, MA)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... accordance with the practices, policies, and procedures of the Company . **Responsibilities:** + Generate new business for the agency...a timely manner subject to the compliance of Hub broker standards. + Maintain a working knowledge of all… more
- CTG (Houston, TX)
- …Develop and customize PeopleSoft modules using PeopleCode, Application Engine, Integration Broker , SQR, and BI Publisher Tools. + Perform system upgrades, ... proficiency with PeopleSoft development tools (PeopleCode, Application Engine, Integration Broker , SQR, BI Publisher). + Solid understanding of PeopleSoft… more