- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Maintains product knowledge to assist with issues concerning various broker - dealer trades and investment products. + Collaborates with cross-functional ... teams, including portfolio managers, operations , and compliance, to execute fee-related tasks and projects. + Ensures adherence to both business continuity and… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** + 7 or more years of experience with a registered US broker dealer , regulator, or global financial organization. + JD desirable but ... not required + Knowledge of operations , finance, regulatory reporting, sales and trading, at a global financial institution. + Firm understanding of securities and… more
- Coinbase (Atlanta, GA)
- …instruments accounting* within a financial institution (eg, investment bank, hedge fund, broker - dealer ). * Strong analytical and problem-solving skills, with the ... dynamic finance team, specifically focusing on our Prime Financing and Capital Markets operations . This is a critical role that will drive the accurate and compliant… more
- Lincoln Financial (Madison, WI)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... for new and ongoing projects/process enhancements that lead to overall effective operations * Works on more complex initiatives spanning across business areas, and… more
- Lincoln Financial (Fort Wayne, IN)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... Form 1099 reporting and disclosures to investors * Partner with accounting, operations , and portfolio management teams to ensure data accuracy * Support analysis… more
- Kestra Financial (Novi, MI)
- …potentially complex processes and/or concepts to clients + Successfully partner with Broker Dealer for new account establishment, account maintenance, and ... Other responsibilities as assigned by the Wealth Advisor and Director of Operations . Knowledge, Skills, and/or Abilities: + Advanced computer skills (Outlook, Word,… more
- Brokers International (Urbandale, IA)
- …a focus on digital solutions. + Understanding of Registered Investment Advisory, Broker Dealer , investment products, financial planning, and wealth management ... of President Mark Williams, BI is making significant investments in talent, operations , sales and marketing capabilities, and digital platforms in order to… more
- Lincoln Financial (Fort Wayne, IN)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... the organization that includes, but not limited to, Finance Operations (Treasury/Cash Management/Procurement), Accounting and Financial Reporting, Planning &… more
- Lincoln Financial (Radnor, PA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... foundation in Anaplan while gaining exposure to enterprise planning processes and business operations . As part of the Anaplan Center of Excellence (CoE), you will… more
- City National Bank (New York, NY)
- …other regulatory affairs. * Experience with a financial institution such as a broker / dealer and/or registered investment adviser. * Experience working within a ... Develop procedures in coordination with Investment Management teams, IT/Programmers, Operations , Legal and Compliance * IT Coordination: Coordinate with IT… more