- Lincoln Financial (Fort Wayne, IN)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... Role at a Glance** This position provides support and coordination of financial operations for the insurance company separate accounts and LVIP Trust mutual fund… more
- Lincoln Financial (Frankfort, KY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... #:** 74762 **The Role at a Glance** The Analyst, Investment Accounting Trade Operations will provide timely and accurate more complex investment data and investment… more
- GE Vernova (New York, NY)
- …markets products and services, including third-party fundraising and management. + Broker - Dealer Compliance: Coordinate and execute compliance obligations for ... regulated securities transactions arranged through a registered Broker - Dealer and Financial Industry Regulatory Authority (FINRA) member firm, including private… more
- Foresters Financial Services (Cleveland, OH)
- …independent and institutions-based advisors the benefits of a large, established broker - dealer and registered investment adviser, while serving advisors and ... Cetera include award-winning wealth management and advisory platforms, comprehensive broker - dealer and registered investment adviser services, practice… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …broad understanding of the different areas of investment advisory relationships and broker - dealer services. Contact with internal and external parties, including ... **Job Summary** Under general supervision and direction of the Manager of IFS Operations , this person will be responsible for daily operational tasks as it relates… more
- Guardian Life (Bethlehem, PA)
- …be detail oriented and possess excellent time management skills + Must understand broker dealer systems for account opening, asset movements, and order entry ... As a Wealth Management Agency Operations Specialist, you will support Guardian Agencies with submitting new business and servicing wealth management accounts. **You… more
- KeyBank (Brooklyn, OH)
- …and regulations across Key's Asset Management activities (ie - wealth management and trust, broker - dealer , and swap dealer ) and lines of business, products, ... requirements. The Director must have comprehensive knowledge of wealth management, fiduciary/trust, broker - dealer , and investment management as well as a strong… more
- MUFG (New York, NY)
- …related field + 2+ years of experience in a similar business analyst or market operations role, preferably within a broker - dealer or financial institution + ... for the FR2004 reporting, will support the Fed's FOMC Operations , and will support the Fixed Income primary and...documentation submission required by the regulatory bodies for the broker - dealer 's onboarding process + Assist with system… more
- Robert Half Finance & Accounting (New York, NY)
- …is recruiting for a US Head of Finance & Accounting role for a global Broker Dealer /Swap Dealer firm located in midtown Manhattan. Our client requires ... experience within Prime Brokerage, Capital Markets or a Swap Dealer firm. The role reports directly into the Group...records, including data integrity of the ledger, working with operations and other teams to ensure timely receipt of… more
- Deloitte (Boston, MA)
- …a financial services organization (preferably a bank, capital markets organization or broker - dealer ), regulatory agency, or consulting firm with a clear record ... within the risk function at a bank, capital markets organization or broker - dealer , including execution and oversight processes, risk assessment, reporting,… more