- Lincoln Financial (Radnor, PA)
- …and LVIP transfer agency oversight. **What you'll be doing** As Fund Administration and Operations - Specialist you will gain experience in: * Operational and ... to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln… more
- Lincoln Financial (Trenton, NJ)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... #:** 74896 **The Role at a Glance** As a Specialist , you will consult, analyze, and deliver on more...with brokers & representatives. * Analyzes financial health, performance, operations , and personnel levels of customers to determine if… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …securities industry. + Financial markets and products. + Principles of finance and broker / dealer operations . **Skill in** + Oral and written communication. ... + Assessing, analyzing, and explaining market events on assigned investment products. + Identifying and responding to client needs. + Problem solving sufficient to effectively analyze, research and resolve inquiries and issues in a timely manner. + Operating… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Maintains product knowledge to assist with issues concerning various broker - dealer trades and investment products. + Collaborates with cross-functional ... teams, including portfolio managers, operations , and compliance, to execute fee-related tasks and projects. + Ensures adherence to both business continuity and… more
- Truist (Richmond, VA)
- …and managerial functions that are routinely associated with those of a retail broker / dealer . **Essential Duties and Responsibilities** + Manage a team of 4 ... knowledge of retail brokerage and investment advisory industry rules, regulations and operations . + Strong organizational skills and the ability to multi-task. +… more
- Lincoln Financial (Omaha, NE)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... . Act as Business Resource for various teams within Fund Administration Operations (FAO). This includes assisting with issue resolution, special requests, process… more
- TD Bank (Portland, ME)
- …and providing guidance on advertising and marketing materials for a broker - dealer /bank.** + **Prior testing, audit or business operations experience in areas ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
- City National Bank (Jersey City, NJ)
- …Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker / Dealer , Investment Banking activities for CNB's Capital Markets, ... Registered and Unregistered Fund Vehicles, Support Functions ( Operations , Compliance, Risk)Thrives in a dynamic team-based environment, effectively manages… more
- Lincoln Financial (Austin, TX)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... delivery, and operational tasks within a core infrastructure organization. This specialist position will perform and deliver on routine data protection… more