• Senior Settlement System Support…

    MUFG (New York, NY)
    …technical bridge between our operations teams and the underlying technology that powers our broker dealer settlement engine. The role demands deep expertise ... trade flows, securities processing, cash management, and settlement across systems such as Broadridge BPS, ICI, COGNOS,...Maintain and update operating procedures, stay current on evolving broker ‑ dealer settlement rules and regulatory… more
    MUFG (07/30/25)
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  • Director, Transaction Management - Delaware

    BlackRock (Wilmington, DE)
    …activity with providers. Key focuses include managing day-to-day broker / dealer and custody relationships, ensuring globally consistent trade confirmation ... of transactions with counterparties and custodians. General functions include trade confirmations, settlement governance, collateral management, margin and… more
    BlackRock (08/14/25)
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  • FR2004 Regulatory Reporting, AVP

    MUFG (New York, NY)
    …gathering and documentation submission required by the regulatory bodies for the broker - dealer 's onboarding process + Assist with system configuration, setup, ... in regards to FRB process, FICC netting, and Fedwire settlement + Check for any Cxl'd and Corrected tickets...business analyst or market operations role, preferably within a broker - dealer or financial institution + Thorough understanding… more
    MUFG (09/07/25)
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  • Lead Trading Analyst

    City National Bank (New York, NY)
    … support, or operations within an investment management firm, hedge fund, or broker - dealer * Minimum 5 years of experience using Microsoft Office applications, ... This role requires strong operational precision, deep knowledge of the trade lifecycle, and a forward-thinking approach to workflow automation. A successful… more
    City National Bank (09/10/25)
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  • Business Analyst Manager, VP

    MUFG (New York, NY)
    …understanding of the trading lifecycle, including trade settlement and trade flow. Proven experience working within a Broker / Dealer environment. + ... the financial services industry, preferably in a relevant role within a Broker / Dealer or similar organization. + Demonstrated ability to effectively manage and… more
    MUFG (09/10/25)
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  • Operations Supervision & Controls

    SMBC (Jersey City, NJ)
    …financial institutions. Based in New York City, we are an SEC registered Broker dealer that provides financial products and services to global institutional ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...+ Settlements (FED, DTC, and Euroclear) + Tracking and settlement of P&I + Tracking and settlement … more
    SMBC (09/13/25)
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  • Surveillance Officer Control Room Vice President

    Citigroup (Jersey City, NJ)
    …rules and regulations + Demonstrated knowledge in area of focus including, Broker Dealer Information Barriers, Corporate and Investment Banking, Capital Markets, ... platform encompasses a number of Surveillance/Control related portfolios including trade surveillance, e-communications and voice surveillance, employee trading, outside… more
    Citigroup (07/23/25)
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