- ADM (Chicago, IL)
- …Financial Services (AFS) is a wholly owned subsidiary and Guaranteed Introducing Broker of ADM Investor Services. AFS provides customers with superior service in ... trade execution. The Trade Desk Clerk will assist a broker or brokerage group in all aspects of customer...options industry experience + Ability to pass the Series III National Futures Association Exam and license. + Ability… more
- MUFG (New York, NY)
- …counterparty credit analysis on a range of counterparty types: banks, broker dealers, clearing houses, insurance companies, REITs, Mortgage originators and servicer ... Experience writing credit reviews on Mortgage Originators, REITS, servicers, banks, broker dealers and related FIG counterparty types. + Interpersonal skills:… more
- SpaceX (Hawthorne, CA)
- …shipment-specific import tasks + Troubleshoot import holds and respond to international broker questions + Audit import entries and, where applicable, work with key ... + Fluency in Spanish or Portuguese + Licensed Customs Broker with Department of Homeland Security + Knowledge of...(ii) US lawful, permanent resident (aka green card holder), ( iii ) Refugee under 8 USC | 1157, or (iv)… more
- MUFG (New York, NY)
- …and documentation submission required by the regulatory bodies for the broker -dealer's onboarding process + Assist with system configuration, setup, and testing ... a similar business analyst or market operations role, preferably within a broker -dealer or financial institution + Thorough understanding of financial markets, and… more
- City of New York (New York, NY)
- …The Medical Assistance Program (MAP), is recruiting for one (1) Administrative Manager NM- III , to function as the Executive Director, of the Office of Mail Renewal, ... city agencies, client advocates, and MAXIMUS (the state managed care enrollment broker for the managed care program) to ensure the operational integrity of… more
- Ardon (Portland, OR)
- …sales operations, go-to-market strategies, market solutions development, and client/ broker /consultant engagement to support organizational priorities. This position ... success in sales, business development, and leading expansion and growth initiatives. iii . Minimum of 7 years of experience in sales development, business… more
- MUFG (New York, NY)
- …Management with demonstrated familiarity including Sales and Trading; and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap Dealer, ... (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, ( iii ) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair… more
- MUFG (Irving, TX)
- …clients, for example Foreign Banks, Foreign Financial Institutions, Broker -Dealers, Money Service Businesses ("MSBs"), Third-Party Payment Processors ("TPPPs") ... (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, ( iii ) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair… more
- Wells Fargo (Doylestown, PA)
- …of financial services industry experience + Experience in compliance or broker -dealer governance **Job Expectations:** + US only: Registration for FINRA Series ... CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III , Section 3, which states that Associated Persons should not be subject to… more
- Wells Fargo (Scottsdale, AZ)
- …Ability to manage multiple and competing priorities + Experience in compliance or broker -dealer governance **Job Expectations:** + Ability to travel up to 25 percent ... CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III , Section 3, which states that Associated Persons should not be subject to… more
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