- Lincoln Financial (Radnor, PA)
- …solutions to their clients. This is a consultative phone-based position responding to broker inquiries received via inbound calls. You will answer questions in a ... for** _Must-haves:_ + Exceptional communication and relationship management skills + FINRA SIE License - must obtain within 120 Days + FINRA Series 6 License… more
- State of Massachusetts (Boston, MA)
- …Plan for each child. The Autism Clinical Manager and the Autism Support Broker s help to educate families on their options for appropriate expanded habilitation ... a current and valid Class D Motor Vehicle Operator's license or equivalent from another state. *Duties and Responsibilities...- Collaborate with the local Autism Support Center's Support Broker on the development of the Autism Support Plan… more
- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- …Inc., a subsidiary of Dunham, is an independently owned, registered Broker /Dealer and Investment Adviser helping Financial Advisors and individual investors reach ... the Great Plains/Microsoft Dynamics accounting system; + Completes various annual license renewals (trust company license , business licenses, Secretary of… more
- Excellus BlueCross BlueShield (Rochester, NY)
- …to ensure account satisfaction. * Conducts open enrollment meetings with broker partners and group representatives to review existing benefits and educate/update ... and enrollment procedures. * Conducts regularly scheduled meetings (monthly/quarterly) with broker partners for training and informational purposes. * Expedites the… more
- Robert Half Finance & Accounting (Houston, TX)
- …for a proactive individual with a deep understanding of the regulatory landscape for broker -dealers and investment advisers. HOW YOU WILL MAKE AN IMPACT + Policy and ... valid FINRA Series 7 is required, and Series 24 license is preferred. + Analytical Skills: Proven ability to...of experience in a compliance role at a securities broker -dealer or investment adviser. COST TO ENTER THE GAME… more
- Healthfirst (NY)
- **Duties & Responsibilities:** + Has oversight of the entire broker appointment process to ensure proper completion of contracts and marketing agreements. + ... School diploma from an accredited institution or equivalent experience in the Broker appointment and Commissions spectrum. + Supervisory experience + Experience with… more
- Navy Federal Credit Union (Honolulu, HI)
- …relationships with members and internal/external sources + Execute customer and broker purchase/sales orders of securities for current/new clients + Identify ... combination of NASAA Series 63/65 or 66 registration required. Life & Health Insurance License preferred (or the ability to obtain within 90 days of hire) +… more
- The Walt Disney Company (Rancho Mirage, CA)
- …**Contacting & Lead Generation** + Contact potential clients to gauge interest in broker services and refer them to agents. **Document Handling & Compliance** + ... cannot negotiate terms. + Provide written, factual loan information from broker -prepared materials. + Notify borrowers about missing information in applications. +… more
- Navy Federal Credit Union (San Diego, CA)
- …relationships with members and internal/external sources. + Execute customer and broker purchase/sales orders of securities for current/new clients. + Identify ... of NASAA Series 63/65 or 66 registration required + Life & Health Insurance License preferred (or the ability to obtain within 90 days of hire) + Effective… more
- AON (Chicago, IL)
- …are outside of, or in excess of, surety line of credit or broker authority. Upon policy placement, build policy summaries, calculate premium allocations, transmit ... of industry experience. + A Property and Casualty Brokers License is required, or must be obtained within 120...or in excess of, surety line of credit or broker authority. Upon policy placement, build policy summaries, calculate… more