- Lincoln Financial (Hartford, CT)
- …loss projections and provide timely updates with early warning recommendations ** Market Intelligence & Strategic Collaboration** + Stay current on macroeconomic ... trends, emerging market developments, and regulatory changes impacting portfolio risk. +...put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial.… more
- Broadridge Financial Solutions (Edgewood, NY)
- …deals to achieve revenue and profitability targets while maintaining competitive market positioning. + Foster a culture of insights-driven decision-making across the ... financial impacts, historical data, and client profitability. + Analyze market trends, competitor pricing, and customer behavior to identify opportunities… more
- Athene (NJ)
- …team who will focus on maintaining and building Athene's presence in the Direct/Independent Broker Dealer Channel. The RVP will partner with the Division Sales VP in ... and maintain producer relationships to keep them informed of market and product changes and enhancements. + Conduct product...$93,600.00 USD Annual Annual Salary for this role is market competitive. Actual salary for all roles will be… more
- Broadridge Financial Solutions (Newark, NJ)
- …manner to both the internal and external parties. Mitigate Financial risk and market exposure for clients by proactively addressing unsettled trades with high Mark ... to Market (MTM) exposure and by monitoring ledger-to-bank reconciliation reports....delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At… more
- Mizuho Corporate Bank (New York, NY)
- …regulatory rules and will contribute analysis and translation of various Broker -Dealer regulatory requirements in collaborations with other stakeholders (eg, legal, ... Experience designing processes and controls preferred + Eligibility to work in local market The expected base salary ranges from $77,000- $100,000 Salary offers are… more
- Wells Fargo (Charlotte, NC)
- …industry experience + Experience in branch office supervision, compliance, broker -dealer governance, sales supervision **Job Expectations:** + US only: Obtaining ... incidents. + This position is not eligible for Visa sponsorship. **Job Locations:** + 2801 Market St - St. Louis, Missouri + 1525 W WT Harris Blvd - Charlotte, North… more
- Anywhere Real Estate (Memphis, TN)
- …estate affiliates. This role will be responsible for supporting Upward's go to market roadmap; and leading the collaboration with partners and leadership to build a ... **Key Responsibilities:** * Partner Management - Support ownerships of broker -owner relationships, input, and questions from Anywhere franchisees during the… more
- Lincoln Financial (Charlotte, NC)
- …understanding of the Bermuda regulatory framework is desired, as Lincoln has recently entered the market . The team will be on the front line of emerging issues as it ... reporting, emerging issues, potential block deals, asset transactions, and market movements *Perform annual development and validation of asset reinvestment… more
- E&J Gallo (Modesto, CA)
- …Accountants. You will track and balance financial activities, including stocks, money market accounts, and mutual funds, providing analysis of gains and losses. ... managing accounts payable and accounts receivable, reconciling numerous bank and broker accounts, and maintaining accurate inventory records. You will monitor cash… more
- Wells Fargo (St. Louis, MO)
- …hybrid work schedule + Ability to work additional hours as needed **Locations:** + 2800 Market St., Saint Louis MO + 1525 W WT Harris Blvd., Charlotte NC **Other ... pre-clearing outside activities, transferring brokerage accounts to a designated broker , trade pre-clearance, minimum holding period, monitoring of trading activity,… more