- Wells Fargo (Charlotte, NC)
- …SWIFT Industry initiatives, Wire payments + Experience with Prime, Securities Operations/ Broker Dealer processes and/or applications and systems + Working with ... accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Lincoln Financial (Hagatna, GU)
- …* Experience with retention of Retirement Plan clients in the mid- market * Governmental plan experience **Application Deadline** Applications for this position ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Lincoln Financial (Charlotte, NC)
- …Specifically, you will be responsible for placing trades prior to the stock market open related to our separate accounts and LVIPT funds (hours are generally ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Lincoln Financial (Jackson, MS)
- …existing products & to evaluate feasibility of new products or features to support market expansion * Analyze risk & summarize key findings for senior leaders to ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- BOOZ, ALLEN & HAMILTON, INC. (Honolulu, HI)
- …and identifying tools . You'll use your curiosity for technology and market trends to further research and develop security solutions. Using your knowledge ... systems such as Splunk, Elastic, Logstash, and Kibana + Experience with data broker technologies such as Cribl or Confluent, operating systems security events such… more
- Zurich NA (Salt Lake City, UT)
- …+ Strong communication skills and the ability to actively participate in client broker meetings + Work independently without close supervision + The ability to ... experience, skills, and education. The compensation indicated represents a nationwide market range and has not been adjusted for geographic differentials pertaining… more
- LiDestri (Fairport, NY)
- …execution and marketing programs of HQ initiatives + Work closely with distributors/ broker management teams to ensure top of mind approach towards LiDestri sales ... enhancements to improve customer satisfaction and sales potential + Monitor market trends, identify competitive activity and develop action plans. Develop pricing… more
- JPMorgan Chase (Los Angeles, CA)
- …to, financial planning, goals-based investing, financial advisory at a broker -dealer, RIA and/or a private bank, affluent/high-net-worth solutions, and retirement ... and estate planning issues + Strong self-motivator and who can work closely with market leaders & practice partners without daily contact with one's direct manager +… more
- Charles Schwab (Lone Tree, CO)
- …submissions The reporting team must present intricate financial concepts related to market risk, liquidity, capital, and funds transfer pricing in a simplified ... and internal reporting as a strategic tool used to optimize bank and broker dealer functions and investing. You will be instrumental in translating complex data… more
- NatWest Markets (Stamford, CT)
- …Client Management, Risk & Control, and COO teams to respond to change, market and technology events, and driving improvements to processes and services. The team ... processing. + Familiarity with US regulatory requirements specific to Broker Dealer Operations. + Solid understanding of general accounting principles.… more