- City National Bank (Los Angeles, CA)
- …Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker /Dealer, Investment Banking activities for CNB's Capital Markets, Registered and ... industry laws and regulations, and understanding of the principles of Operational Risk, Market Risk, Credit Risk, and Liquidity & Funding Risk. * Ability to work… more
- Broadridge Financial Solutions (New York, NY)
- …broad variety of strategic and operational initiatives including international market expansions, preparing the annual five-year strategic plan, modelling financial ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- SitusAMC (New York, NY)
- …upon joining including sourcing and structuring CRE debt opportunities, managing borrower/ broker relationships, and driving deals from first call to close. We're ... of relevant education, experience, training, skills, geographic location and alignment with market data. Additionally, certain positions may be eligible to receive a… more
- Aldridge (Libertyville, IL)
- …Management for approval and execution. + Secure certificate of insurance from insurance broker , as well as bond if required. + Keep records of all certifications ... including location, work experience, education, training, transferable skills, business needs, and market conditions. The base pay range is subject to change and may… more
- Church & Dwight Co., Inc. (Ewing, NJ)
- …shipment weight compliance. By developing relationships with internal Sales, customers, and broker contacts they will be able to enhance the overall service ... of goods and services. Responsibilities will include conducting industry / market research and analysis, engaging and qualifying suppliers and measuring performance… more
- Mizuho Corporate Bank (New York, NY)
- …2111, AML Wolfsberg Questionnaire, Accelerated Onboarding Sheets & 151 Prime Broker Agreements). + Ability to understand an Investment Advisor's organization ... training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to… more
- Lincoln Financial (Radnor, PA)
- …to expand and deepen Lincoln's significant presence in the advisor sold market by ensuring excellent client service across all of Lincoln's Alternative products. ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Truist (Atlanta, GA)
- …II report; Form SIS, Form SSOI, Form OBS, Form Custody for registered broker /dealers 23. Support the Corporate Controller and Financial Reporting team on external ... 4. Knowledge of the industry's competitive landscape and an understanding of the market and regulatory factors that shape the industry 5. Excellent verbal and… more
- AIG (Chicago, IL)
- …including attending broker events and building new relationships across the market . What you'll need to succeed + Proven underwriting experience in US Financial ... Lines business (Professional Liability, Tech E&O, Cyber) including product features, forms, regulatory environment, and risks etc. and a successful record of selling products to clients. + Deep technical expertise. + Proven people management skills and a… more
- ITW (Appleton, WI)
- **Job Description:** Job Description **Company Description** Comprised of a market -leading portfolio of best-in-class brands, the businesses of ITW Welding work ... are correct and complete to include customer compliance coordinated with Import Broker + Set up all necessary arrangements indicated on Advance Information for… more