- Coinbase (Lincoln, NE)
- …seeking a highly-skilled Senior Associate to be a key member of our Broker Dealer Operations team, responsible for the integrity, efficiency, and optimization ... you'll be doing (ie. job duties):* We are building out our Broker Dealer Operations function to support our equities trading product. As a Senior Associate,… more
- Coinbase (Topeka, KS)
- …regulated environment? We are looking for an exceptional Manager in our Broker Dealer Operations function, establishing the critical controls and scalable ... *What you'll be doing (ie. job duties):* We are building out our Broker Dealer Operations function to support our equities trading product. As a Manager, you… more
- Huntington National Bank (Chicago, IL)
- Description Summary: The Huntington Securities, Inc. (HSI) Broker Dealer Operations Analyst 3 is responsible for supporting institutional broker dealer ... In this dynamic team environment, you will maintain detailed knowledge of broker dealer operations and organizational policies and procedures. Additionally, you… more
- Vanguard (Charlotte, NC)
- …of the investment and financial services industry, with a focus on broker -dealer operations and banking-like features. Monitors regulatory developments and ... in financial services, with at least 2 years in broker -dealer or banking-like operations . + Proven experience with cash products and related regulations… more
- SMBC (New York, NY)
- … dealer. + A solid foundation in US securities laws and regulations and broker dealer operations , products and services. + Ability to communicate this knowledge ... and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the...and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Ability to manage multiple assignments and build… more
- Guardian Life (Bethlehem, PA)
- The Operations Specialist will serve as an SME on all aspects of our managed account model management, trading platform, annuity operations as well as all ... associated custody, clearance, and order execution processing. The Operations Specialist will intimately understand how our Portfolio Administration Technologies,… more
- Molina Healthcare (Grand Rapids, MI)
- …Broker Advisors for the Molina Marketplace products. * Supervises day to day operations . * Handles new broker applications and commissions * Oversees the ... **Job Description** **Job Summary** Responsible for supervising National Broker Advisors for the Molina Marketplace products. Supervise day to day operations of… more
- Amazon (Bellevue, WA)
- …AWS Infrastructure is looking for a talented, driven, and highly analytical, Broker Operations Manager with demonstrated experience driving process improvement. ... This Manager will be responsible for on-going broker operations management and strategic development of the next generation of customs operations and… more
- MyFlorida (Tallahassee, FL)
- … of the Medicaid fiscal agent and how changes impact the Enrollment Broker operations . Conduct an evaluation of contractor's management and operations ... manuals, and Medicaid-related activities of the agency. Remain informed about the operations of the Medicaid Enrollment Broker , including plan enrollment and… more
- Marex (New York, NY)
- …+ Serve as a subject matter expert on products, regulatory reporting, and broker -dealer operations by maintaining proficient knowledge of applicable functions. + ... Plan in line with below responsibilities: + Provide Compliance Advisory services to US Broker Dealer business lines. + Complete or assist in completing US Broker … more