- Pilgrim's (Minneapolis, MN)
- …to this role is the ability to engage Regional Chains directly, manage the broker and call on distributors in their assigned markets. This role will collaborate with ... and maintaining relationships with Regional Chain targets, Distributors and Broker Teams within a defined region, to exceed KPIs....the second largest chicken producer in the world, with operations in the US, Puerto Rico, Mexico and the… more
- Foresters Financial Services (Cleveland, OH)
- …catering needs as requested. Coordinate resolution of issues pertaining to office operations (eg IT, office supplies and equipment, etc). Enter transactions into the ... Financial Group(R) ("Cetera") is a leading network of independent retail broker -dealers empowering the delivery of objective financial advice to individuals,… more
- MUFG (New York, NY)
- …senior settlement system support specialist to serve as the technical bridge between operations and the technology that powers our broker dealer settlement ... dealer back office, financial technology, or equivalent financial operations roles. * Deep knowledge of broker ...financial operations roles. * Deep knowledge of broker dealer products (equities, fixed income, ABS, MBS, derivatives,… more
- Panasonic North America (De Soto, KS)
- …Amber Smallwood **What You'll Get To Do:** The Customs Compliance and Operations Manager will report to Senior Management of Logistics Group of Panasonic ... also implement and manage all Customs and Border Protection programs. **Compliance Operations and Staff Management** + Manager to oversee the staff responsible for… more
- TD Bank (New York, NY)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to research and resolve complex, escalated issues regarding clients' accounts, operations processes and technology applications; follows the issue all the way ... process, and business structure of independent registered investment advisors and introducing broker dealers. + Working knowledge of account types and experience in… more
- HUB International (Chicago, IL)
- …centers of excellence. HUB is a global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk ... system and application support to the business. Work with IT and operations management across diverse businesses to assess systems information needs and correspond… more
- HUB International (Chicago, IL)
- …centers of excellence. HUB is a global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk ... improvement of the application conversion process + Maintain alignment with Business Operations and Training (BOT) to address the implications of the conversion… more
- Santander US (Boston, MA)
- …overseeing all trading activities and supervisory functions within the broker -dealer. This individual will ensure compliance with regulatory requirements, maintain ... environment. * Serve as the designated supervisory principal for the broker -dealer while overseeing daily supervision of registered representatives, branch offices,… more
- TD Bank (New York, NY)
- …control partners and the TDS front office. TD Securities is looking for a broker -dealer accountant to join its Product Control division in New York City. Associate - ... books and records and regulatory filings for its US broker -dealers as well as non broker dealers....all external & internal audit counterparts as well as operations and financial operations teams. Responsible for… more