- Broadridge Financial Solutions (New York, NY)
- …financial services executives. 8-10 years of experience. + 10+ years of either Broker -Dealer Operations Experience or Broker -Dealer Sales Experience + ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- Kestra Financial (Sewickley, PA)
- …in the financial services industry allowing for a strong understanding of broker /dealer operations and financial services products, including but not limited ... products and pricing + Understand and leverage the resources available at the Broker Dealer to the fullest extent + Commitment to culture requires a demonstration… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …the design, development, and deployment of advanced ML solutions to transform insurance broker and underwriting operations . This role requires deep expertise in ... **Strategic Leadership** + Define the organization's ML strategy for insurance broker and underwriting, aligning with business objectives. + Partner with… more
- Kestra Financial (Raleigh, NC)
- …in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited ... in the back-office functioning of our firm. With responsibility for the day-to-day operations of the firm, the Client Service Associate helps keep the office running… more
- The Hartford (Hartford, CT)
- …+ Prepares submissions for rating and acts as the gatekeeper between the Broker , Underwriter and the Operations Service Center Underwriting Support + Performs ... Thursday). The Account Manager, as part of Global Specialty Operations , will serve as a critical partner to the...based vendors. (Genius knowledge a plus but not required) Broker Management & Client Relations + Serve as a… more
- Kestra Financial (Kings Park, NY)
- …in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, and basic financial planning ... and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance +… more
- Kestra Financial (Beaver, PA)
- …in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited ... and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance +… more
- Raymond James Financial, Inc. (Southfield, MI)
- …principles and practices of the securities industry and asset management products. * Broker /dealer operations . **Skill in:** * Identifying the needs of customers ... * Maintains wholesaling activity logs and or databases to create and maintain broker profile levels and data on current and proposed sales activity. * Works… more
- Principal Financial Group (West Des Moines, IA)
- …field preferred. + 2+ years of related work experience in life insurance/ broker -dealer or RIA operations : client service, account opening, account management, ... new client accounts, managing account openings and asset movement requests with broker -dealer, and serving as a point of contact between financial professionals,… more
- CIBC (New York, NY)
- …**What you'll be doing** In the capacity of the US Broker Dealer Treasurer, this role will oversee funding, capital and liquidity ... activities in the US Broker Dealer and support strategic initiatives by developing effective...improvements and strategic technology initiatives working with partners in Operations , Finance, Treasury and other areas throughout the organization… more