- Kestra Financial (Knoxville, TN)
- …in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited ... and record keeping adheres to compliance standards * Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance *… more
- Guardian Life (Bethlehem, PA)
- …department projects and ongoing recruitment strategy **You have** + 3-5 years of broker -dealer operations or service experience + Ability to create strong ... agency and home office personnel + Field inquiries related to transition and broker dealer acclimation + Advocate for & teach colleagues, agency partners, and… more
- Kestra Financial (Kings Park, NY)
- …in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, and basic financial planning ... and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance +… more
- Kestra Financial (Beaver, PA)
- …in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited ... and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance +… more
- WTW (New York, NY)
- …supporting acquisition and divestiture activity, and managing both day-to-day insurance operations and broker relationships. The role also involves providing ... a wide range of business functions, including finance, legal, investments, and operations . The Associate Risk Manager will be responsible for budgeting and… more
- Principal Financial Group (Modesto, CA)
- …field preferred. + 2+ years of related work experience in life insurance/ broker -dealer or RIA operations : client service, account opening, account management, ... new client accounts, managing account openings and asset movement requests with broker -dealer, and serving as a point of contact between financial professionals,… more
- AIG (Chicago, IL)
- Join us as a Strategic Broker Leader to make more of your specialist expertise and experience. Reporting to the Head of Wholesale and Alternative Channels ... Distribution, the Strategic Broker Leader will with work with the Core Business...The candidate will possess strong business acumen, process and operations orientation, coupled with change-leadership skills to unify teams… more
- AIG (Philadelphia, PA)
- Join us as a Broker Director to play a highly influential role in developing relationships with clients and brokers and growing our business. Where you can make an ... impact: Client & Broker Engagement At AIG, we are reimagining the way...with the North America Head of Distribution and Field Operations , North America Head of Retail Distribution, the Executive… more
- AIG (Atlanta, GA)
- Join us as a Broker Director - Southeast Market to play a highly influential role in developing relationships with clients and brokers and growing our business. ... Where you can make an impact: Client & Broker Engagement At AIG, we are reimagining the way...close coordination with the Head of Distribution and Field Operations , North America, Head of Retail Distribution, North America,… more
- MUFG (New York, NY)
- …team will provide more details. **Main Responsibilities:** The US and Canada Broker Dealer Treasury team is part of the HoldCo Treasury, Capital Management ... and Consolidated US Operations (CUSO) Resolution Planning. Reporting directly to the Treasurer,...the Treasurer, the AVP will have involvement in all broker dealer treasury functions including funding and liquidity risk… more
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