- Kestra Financial (Fort Worth, TX)
- …in the financial services industry allowing for a strong understanding of broker /dealer operations and financial services products, including but not limited ... to: equities, bonds, options, mutual funds, annuities, insurance, and managed accounts * Previous experience in the independent financial services culture preferred Certificates, Licenses, Registration * Series 7 and 63 required * Series 65/66 preferred (or… more
- Kestra Financial (West Hartford, CT)
- …experience in the financial services industry with a strong understanding of broker /dealer operations and financial services products, including but not limited ... to: equities, bonds, ETFs, mutual funds, annuities, insurance, and managed accounts. + The ideal candidate must have a minimum of $10mm in assets under management Certificates, Licenses, Registration + Must be fully licensed with a Series 7 & 66 or 7, 63 & 65… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …products. + Advanced principles of banking, trust and finance and securities broker /dealer operations . + Wealth Planning offerings and partnerships, including ... longevity, insurance, and investments relationships. + Detailed and in-depth understanding of Money Guide Pro Elite and Wealth Studios **Skill in** + Excellent problem solving skills to identify the needs of clients through effective questioning and listening.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Power BI. + Principles of banking, finance, accounting, budgeting, cost control, and broker -dealer operations . **Skill in** + Organization and time management to ... prioritize workload, handle multiple tasks, and meet deadlines in a fast-paced environment. + Critical thinking and problem solving with limited supervisory guidance, including independent creative thinking. + Operating standard office equipment and using, or… more
- Kestra Financial (Wappingers Falls, NY)
- …in the financial services industry allowing for a strong understanding of broker /dealer operations and financial services products, including but not limited ... to: equities, bonds, options, mutual funds, annuities, insurance, and managed accounts + Previous experience in the independent financial services culture preferred Certificates, Licenses, Registration + Series 7 and 63 required + Series 65/66 preferred: (or… more
- US Bank (Charlotte, NC)
- …line of business - Considerable understanding of the business line's operations , products/services, systems, and associated risks/controls - Thorough knowledge of ... Risk/Compliance/Audit competencies - Strong analytical, process facilitation and project management skills - Effective presentation, interpersonal, written and verbal communication skills - Effective relationship building and negotiation skills - Proficient… more
- US Bank (Minneapolis, MN)
- …line of business - Considerable understanding of the business line's operations , products/services, systems, and associated risks/controls - Thorough knowledge of ... Risk/Compliance/Audit competencies - Strong leadership and management skills of processes, projects and people - Effective skills at managing stressful situations - Effective written and verbal communication skills - Strong analytical, problem-solving and… more
- Anywhere Real Estate (Riverside, CA)
- …referral pipelines, and enhances the client experience through streamlined operations , strategic collaboration, and brand-aligned service. The Senior Manager ... supports initiatives that connect our global network, enhance agent education, and promote cross-border collaboration. This person will be expected to keep a pulse on global real estate trends to support business planning. This role is 100% remote. **Key… more
- Philadelphia Insurance Companies (New York, NY)
- …of your book of business + Identify, qualify and appoint new key production broker and wholesaler operations for specialty marine appointments - especially in ... possible for TMA + Work closely with other internal departments such as operations , loss control, claims, marketing, audit and accounting to meet client service… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …assigned. **Qualifications - External** **Knowledge, Skills, and Abilities:** **Knowledge of:** * Operations of broker dealers, hedge funds, private equity, and ... necessary to analyze investment structures, offering terms, trading and operations , along with legal and compliance programs. The Director...five to seven (5-7) years of experience at a broker /dealer, hedge fund, private equity firm, or similar in… more