- Principal Financial Group (Des Moines, IA)
- …in the financial services industry, with extensive senior-level expertise in broker -dealer and investment advisor compliance, risk management, operations , ... seeking an accomplished leader to oversee our Individual Solutions RIA and Broker -Dealer Supervisory Program. This high-impact role reports directly to the President… more
- JPMorgan Chase (Jersey City, NJ)
- Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - North America Broker ... treasury/payments solutions to clients; Collaborate with client service, compliance, operations , technology, risk, credit, legal in order to optimize delivery.… more
- Kestra Financial (San Antonio, TX)
- …years of experience in financial services, with a solid understanding of broker -dealer operations and investment products (equities, bonds, options, mutual ... directly to the Financial Planner and manages the firm's client service operations , overseeing support staff and enhancing the client experience through proactive… more
- Waste Connections (Norfolk, VA)
- **Job Title:** Inside Sales/ Broker Representative **Company:** Bay Disposal **Location:** Norfolk, VA **Position Overview:** The Inside Sales/ Broker ... profitability. + **Collaboration:** Work closely with other departments (eg, operations , logistics) to ensure smooth service delivery and customer satisfaction.… more
- Justworks (New York, NY)
- Benefits Broker Partnerships Manager New York, New York Apply Who We Are At Justworks, you'll enjoy a welcoming and casual environment, great benefits, wellness ... Success Profile What You Will Work On + Develop deep, strategic relationships with broker partners in your book of business to drive referral revenue and long-term… more
- USG Insurance Services, Inc. (Philadelphia, PA)
- Producer/ Broker Hours : 8:30-5:00 Local Time Location : Remote or hybrid, depending on your area Compensation : $50,000 - $150,000 Offices : At USG, we empower our ... and Houston Who We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent presence across the nation.… more
- AON (Chicago, IL)
- Broker II - National Aviation Practice As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective ... Directly advise clientele on risk related matters for their operations , contractual transfers, insurance and non-insurance risk transfers, risk...to this job at any time. #LI-DD1 #LI-HYBRID 2560676 Broker II - National Aviation Practice As part of… more
- Citizens (Westwood, MA)
- …planning. Required Qualifications: + 7+ years of experience in wealth management, broker -dealer operations , or financial services + Proven leadership experience ... Ops Group Manager, you are responsible for overseeing and managing the operations of the wealth management group. Additionally, you ensure efficient and effective… more
- Raymond James Financial, Inc. (Denver, CO)
- …any other applicable fraud-related regulatory or industry rules and guidance. + Broker -dealer operations , transaction methods & financial products, and financial ... with internal stakeholders (eg, Quality Control, Analytics, Compliance, Legal, Operations , Technology) and external partners (eg, financial institutions, law… more
- Raymond James Financial, Inc. (Denver, CO)
- …any other applicable fraud-related regulatory or industry rules and guidance. + Broker -dealer operations , transaction methods & financial products, and financial ... with internal stakeholders (eg, Quality Control, Analytics, Compliance, Legal, Operations , Technology) and external partners (eg, financial institutions, law… more