- Kestra Financial (West Hartford, CT)
- …experience in the financial services industry with a strong understanding of broker /dealer operations and financial services products, including but not limited ... to: equities, bonds, ETFs, mutual funds, annuities, insurance, and managed accounts. + The ideal candidate should have some clients for whom they are the advisor of record. Certificates, Licenses, Registration + Series 7 & 66 or 7, 63 & 65 + Life & Health… more
- Kestra Financial (Wappingers Falls, NY)
- …in the financial services industry allowing for a strong understanding of broker /dealer operations and financial services products, including but not limited ... to: equities, bonds, options, mutual funds, annuities, insurance, and managed accounts + Previous experience in the independent financial services culture preferred Certificates, Licenses, Registration + Series 7 and 63 required + Series 65/66 preferred: (or… more
- Anywhere Real Estate (Milwaukee, WI)
- …referral pipelines, and enhances the client experience through streamlined operations , strategic collaboration, and brand-aligned service. The Senior Manager ... supports initiatives that connect our global network, enhance agent education, and promote cross-border collaboration. This person will be expected to keep a pulse on global real estate trends to support business planning. This role is 100% remote. **Key… more
- Saia, Inc (Duluth, GA)
- …and tracks transportation management systems keeping cross-functional teams aligned with operations . + Helps resolve escalations and discrepancies in a timely ... manner. **Preferred Qualifications** + Bachelor's degree in business or a related field. + 2+ years of logistics experience. + Proficiency in Microsoft Office and warehouse management software. **Benefits** At Saia, your success is our success! That's why we… more
- Cushman & Wakefield (Portland, OR)
- …team systems, shared drives, and templates to support daily workflow and operations + Coordinate broker calendars, client meetings, internal check-ins, and ... managing transaction workflows, coordinating marketing deliverables, and supporting team operations . The ideal candidate thrives in a detail-oriented, collaborative… more
- City National Bank (Dallas, TX)
- …* Working knowledge of risk management and/or internal control techniques of investment operations , broker dealer and wealth management is beneficial. *WHAT'S IN ... adherence to regulatory requirements and Bank policies, and the effectiveness of operations of the BSA/AML function. The Senior Manager will be responsible for… more
- Equitable (Charlotte, NC)
- …**Required Qualifications:** + 5 years of industry experience in insurance or broker dealer service operations , compliance or audit with a focus ... + Knowledge of life, annuity, brokerage and investment advisory products and operations + Knowledge of Equitable's products, processes and controls of the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …assigned. **Qualifications - External** **Knowledge, Skills, and Abilities:** **Knowledge of:** * Operations of broker dealers, hedge funds, private equity, and ... necessary to analyze investment structures, offering terms, trading and operations , along with legal and compliance programs. The Senior...five to seven (5-7) years of experience at a broker /dealer, hedge fund, private equity firm, or similar in… more
- Walmart (Bentonville, AR)
- …tools support talent priorities. + Center of Excellence Collaboration:Act as a key broker between TA operations , HRIS, legal/compliance, vendor partners, and the ... COEs Center of Excellence. Facilitates alignment on business needs, tool governance, and change management across the TA lifecycle. + Product Ownership Mindset:In moments of rapid transformation, this role may assume a product owner role-leading sprints,… more
- Aflac (New York, NY)
- …and loan + Assist to oversee properties in the portfolio through broker management including property operations , site inspections, capital improvements, and ... market analysis while maximizing property values through rental income and occupancy rates + Actively monitor and analyze loan asset-level performance, identify potential market/credit risks and develop an action plan to address any issues and provide… more