- Carrington (Bismarck, ND)
- …**What you'll do:** + Main contact of communication and support between the Broker and the various departments and individuals of the company throughout the process ... approval letters, cancellation and declinations. + Monitors incoming documents from Broker verifying the data collected and submitted by brokers. + Obtains… more
- Santander US (Miami, FL)
- …controls related to the Swap Dealer (eg Dodd Frank/EMIR/MiFid) and coverage for Broker Dealer controls in coordination with the controls Team. Act as back up ... for Broker /Dealer controls where needed. This includes ensuring high service... Dealer experience. **Certifications:** * Other Risk Certification - Preferred . **It Would Be Nice For You To Have:**… more
- SMBC (New York, NY)
- …(CUSO), the SMBC Capital Markets Swap Dealer, and Nikko Securities America's Broker -Dealer entity. This role will focus heavily on issue management, governance ... issue management process for the Bank, swap dealer, and broker -dealer entities. This is an excellent role for someone...communication skills Education: - Required: Bachelor's degree (BA/BS). - Preferred : Advanced degree such as MBA or MS in… more
- The Cigna Group (Walnut Creek, CA)
- …and existing distribution channels through segment expansion, capability development, broker engagement and successful execution of sales and retention strategies. ... and customer service; maintains strong external relationships with key broker and consulting firms in addition to key clients...or related field equivalent experience. Master's and/or MBA degree preferred , but not required. - Minimum 8+ years in… more
- Foresters Financial Services (Silver Spring, MD)
- …need to have: + High School diploma or equivalent + Some college preferred + FINRA licensing required (S6/S63/Life/Health) with in 12months of hire. Training will ... Financial Group(R) ("Cetera") is a leading network of independent retail broker -dealers empowering the delivery of objective financial advice to individuals,… more
- GE Vernova (New York, NY)
- …products and services, including third-party fundraising and management. + Broker -Dealer Compliance: Coordinate and execute compliance obligations for regulated ... securities transactions arranged through a registered Broker -Dealer and Financial Industry Regulatory Authority (FINRA) member firm, including private placements and… more
- MetLife (Kansas City, MO)
- …strong in-market presence and build a robust customer relationship with the broker /consultant community. The leader manages a sales team that distributes MetLife ... understanding of the Kansas City, Missouri and Southern Illinois preferred . * Proven success generating top and bottom-line growth....drive engagement and performance. * Focus on Customers - Broker focused and Broker centricity, ensure focus… more
- JPMorgan Chase (Phoenix, AZ)
- …of starting in the role as a condition of employment ** Preferred qualifications, capabilities, and skills** + Certified Financial Planning (CFP(R)) certification ... is preferred + Bachelor's degree preferred + Bilingual...offered through JP Morgan Securities LLC (JPMS), a registered broker -dealer and investment advisor, member of FINRA and SIPC.… more
- BUNZL (St. Louis, MO)
- …and sales activities with the sales directors, sales representatives, and broker partners. **_Responsibilities:_** + Own leadership, training, and development of ... sales team, including management of sales directors, sales representatives, and broker network + Responsible for sales cycle planning, execution, and evaluation… more
- Transdev (San Francisco, CA)
- …closing with quality service telephone representatives, service provider complaint investigators, Broker contract compliance field monitors and other Broker ... patrons via a call center environment and direct communications with other Broker staff, service provider representatives, SFMTA officials, the general public and… more