- TD Bank (Mount Laurel, NJ)
- …understanding of Administration and FINOP requirements under pertinent regimes + Prior engagement with regulators (eg, FINRA, SEC, OCC) + Exceptional problem ... and fast paced environment **OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws.… more
- TD Bank (Boston, MA)
- …acumen, comfortable with IT systems that support wealth management operations + Prior engagement with regulators (eg, FINRA, SEC, OCC) + Exceptional problem solving ... and fast paced environment **OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws.… more
- HUB International (Chicago, IL)
- …centers of excellence. HUB is a global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk ... understanding of pharmacy benefit design, including formularies, copays, and prior authorizations. + Knowledge of relevant healthcare regulations and compliance… more
- Bloomberg (New York, NY)
- …to uncover insights across one of the world's largest libraries of broker research, company filings, transcripts, and internal notes. With seamless integration into ... management + Highly organized with a proactive, team-oriented approach + Prior experience working with AI/NLP solutions, publishing platforms, or data analytics… more
- CH Robinson (Glendale, CO)
- …data to ensure they are in accordance with all applicable laws and regulations prior to entry submission to US Customs and Partner Government Agencies + Procuring ... note that per the Customs Regulations, specifically 19 CFR 111.53(e), a Customs Broker is required to receive written approval from US Customs and Border Protection… more
- Mondelez International (East Hanover, NJ)
- …joint venture, supply agreements, talent agreements, services agreements, and customer/ broker agreements. + Championing a culture of compliance through advice, ... At least 5 years of experience -- major law firm experience and prior in-house experience preferred. + Strong client counseling and advertising/food law experience,… more
- CACI International (St. Louis, MO)
- …components and pages, Application Packages and Classes, Application Engines, Integration Broker , and Isolated Customizations **These Qualifications Would be Nice to ... Government contract labor categories and contract wage rates, relevant prior work experience, specific skills and competencies, education, and certifications.… more
- Sysco (Atlanta, GA)
- …and corporate teams for action and/or alignment + Participate in supplier and broker reviews to evaluate sales and gross profit growth opportunities + Monitor market ... disabilities to perform the essential functions. This job description supersedes prior job descriptions AFFIRMATIVE ACTION STATEMENT: Applicants must be currently… more
- City National Bank (Los Angeles, CA)
- …exams or prep meetings. * Assist in prep meetings for internal stakeholders prior to exam and update meetings with regulators. * Responsible for entering and ... Compliance roles, experience with a financial institution such as a broker /dealer and/or registered investment adviser. * For Wealth Management Compliance roles,… more
- NANA Regional Corporation (Alexandria, VA)
- …to encourage others in collaborative problem solving. Acting as both a broker and consultant regarding resources, you engage others in problem solving without ... tracking tools such as Service Now or BMC Remedy + Moderate familiarity and prior experience with tools such as, SQL, .NET, AWS, Splunk, Remedy, SharePoint, etc. +… more