- Cleveland Research Company (Cleveland, OH)
- …in the market. Cleveland Research Company, LLC, an equity research firm and Broker Dealer registered in Cleveland, Ohio, is seeking a qualified candidate to help ... identifying and mitigating potential conflicts and risks associated with a Broker Dealer firm. Our Compliance Department develops and maintains strong relationships… more
- City National Bank (New York, NY)
- …with the transfer by acting as the intermediary between the receiving and delivering broker dealer, and see that the account is properly closed and archived from our ... further information or documentation. * Review requests from the prior day in our bookkeeping system and upload them...* 3 to 5 years of experience in a broker dealer or investment industry * Minimum 3 years… more
- The Cigna Group (Bloomfield, CT)
- …by offering strategic insights and competitive intelligence. * Participate in broker roadshows to showcase Cigna's well-being capabilities. * Demonstrate deep ... travel as needed (less than 30%) to support key client/ broker /market meetings * Candidate can live in Virginia, West...employment unless they enter a qualifying smoking cessation program prior to the start of their employment. These states… more
- Excellus BlueCross BlueShield (Rochester, NY)
- …to ensure account satisfaction. * Conducts open enrollment meetings with broker partners and group representatives to review existing benefits and educate/update ... and enrollment procedures. * Conducts regularly scheduled meetings (monthly/quarterly) with broker partners for training and informational purposes. * Expedites the… more
- NJM Insurance (Trenton, NJ)
- …insurance brokers in the greater Maryland / Delaware area? Do you have prior experience in Commercial Lines Sales, Commercial Lines Production Underwriting, or as a ... Broker Relationship Manager in Commercial Lines? If so, this...with onboarding and terminating agencies/brokers as required + Maintain agency/ broker profiles + Attend corporate functions including Corporate Giving,… more
- Abbott (Columbus, OH)
- …analytical support related to CBP Requests for Information, Post Entry Amendments and Prior Disclosures + Ensure timely and accurate response to Broker Requests ... in business, logistics/transportation, or another related field. + Licensed Customs Broker or Certified Customs Specialist. + Sound analytical abilities and acute… more
- Robert Half Finance & Accounting (Dallas, TX)
- …* Review the companies' financial progress, comparing results with the prior year actual results. This includes submitting recommendations for corrective action ... firm. * Responsible for the monthly net capital computation of the related Broker /Dealer, and the quarterly preparation of information needed for FINRA filings. *… more
- SMBC (Jersey City, NJ)
- …of this function will encompass SMBC Group's Americas Division, inclusive of US broker dealer and registered swap dealer; SMBC Group's wholesale and retail banking ... various US entities according to candidate's skills set (eg, broker dealer or lending). + Learn how to utilize...(but not required). + Minimum of 15 years of prior regulatory, compliance, project management and/or risk management experience.… more
- NDCP (Duluth, GA)
- …are completed. + Liaison with NDCP's Safety Managers, HR leadership, third-party broker representative and TPA claim adjusters in setting / maintaining appropriate ... with the CHRO, CFO, NDCP Safety Managers, VP, Finance, insurance broker representative(s), TPA adjuster, and assigned legal counsel regarding WC-related claim… more
- Centene Corporation (Burr Ridge, IL)
- …workplace flexibility. **Position will support our MAPD growth from the 1099 broker channel in the Northern IL (Chicagoland) market.** **Position Purpose:** The ... group segments. This position assists with new business, renewal presentations and broker service issues pertaining to ancillary products. + Meets or exceeds… more