- Vanguard (Malvern, PA)
- Overview The Head of Brokerage Trade Operations is responsible for leading Margin, Securities Lending, and Asset Servicing for Vanguard's retail broker-dealer. This ... effectiveness, risk management, and regulatory compliance of mission critical brokerage operations, while also supporting client segments with brokerage… more
- Vanguard (Malvern, PA)
- …professional to lead strategic compliance activities related to business initiatives, firm supervision, new product launches, and to collaborate with business ... controls. The ideal candidate will have experience in scaling and future-proofing firm compliance programs to protect Vanguard's reputation and a minimum of 10… more
- TD Bank (New York, NY)
- …documentation with global counterparties for trading products such as cash prime brokerage and equity derivatives, (ie Prime Brokerage Agreements, Term ... desks. **Depth & Scope:** + Lead negotiations of Prime Brokerage Agreements, Term Commitment Agreements, ISDA Master Agreements, CSAs,...+ 6-8 years of experience (either at a law firm or a dealer) + Strong North American prime… more
- Robert Half Finance & Accounting (Plainfield, IN)
- Description We are looking for a dedicated Brokerage Manager to lead and oversee our client's customs brokerage operations in Plainfield, Indiana. In this role, ... identify training needs. * Train and advise the team on Customs Brokerage Regulations, ensuring adherence to compliance standards. * Evaluate team performance, audit… more
- Truist (Vienna, VA)
- …description:** Responsible for the development and performance of a multi-office Wealth Brokerage region by working in close coordination with the Division Director. ... Duties include executing on the region's and firm 's strategic priorities, managing the overall performance of the region, coordinating operational and supervisory… more
- Truist (Dallas, TX)
- …following job description:** Responsible for the development and performance of a Wealth Brokerage market, which is comprised of a smaller strategic market within a ... with the Regional Director. Duties include executing on the market's and firm 's strategic priorities, managing the overall performance of the market, coordinating… more
- CHARLESGATE (Boston, MA)
- …our clients. An amazing and unique opportunity to expand your general brokerage business and grow within our New Development Sales business unit. Expectations ... pages and promote content on your personal social media. + Engage the co- brokerage community to encourage showings and sales, including but not limited to broker… more
- Cushman & Wakefield (New York, NY)
- **Job Title** Senior Brokerage Specialist (Office Leasing) **Job Description Summary** Cushman & Wakefield has an opportunity for a Sr. Brokerage Specialist role ... marketing and team coordination support to a leading office leasing brokerage team. **Job Description** **ESSENTIAL DUTIES AND RESPONSIBILITIES** + Provide business… more
- Thrivent Financial (Minneapolis, MN)
- …Job Duties and Responsibilities + Provide services as part of a brokerage operations functional team. This includes answering member and field phone calls, ... collaborating with other service teams. + Maintain a thorough understanding of brokerage operations products, services and affiliated systems including the NFS and… more
- Cushman & Wakefield (Seattle, WA)
- **Job Title** Brokerage Coordinator **Job Description Summary** We are seeking a Brokerage Coordinator to support a market leading team of Brokers at a top ... global real estate services firm . The role consists of execution of work related...the ability to multi-task in a fast-paced environment. The Brokerage Coordinator will be trained and developed to become… more