- Thrivent Financial (Houston, TX)
- …subject to Compliance with the firm 's Code of Ethics which requires all outside brokerage accounts to be maintained at one of the firms designated by TIMI. ... At Thrivent, we believe money is a tool, not a goal. Driven by a higher purpose at our core, we are committed to providing financial advice, investments, insurance, banking and generosity programs to help people make the most of all they've been given. At our… more
- Citigroup (Getzville, NY)
- …and Conversion events in the Market. Our team provides direct support to Prime Brokerage , Firm trading desks, Stock Lending, Repo, and SWAPS for Equity and ... department is responsible for processing Corporate Actions and Income events for Firms and client's positions. The events and transactions managed include election… more
- Thrivent Financial (Dickinson, ND)
- …subject to Compliance with the firm 's Code of Ethics which requires all outside brokerage accounts to be maintained at one of the firms designated by TIMI. ... At Thrivent, we believe money is a tool, not a goal. Driven by a higher purpose at our core, we are committed to providing financial advice, investments, insurance, banking and generosity programs to help people make the most of all they've been given. At our… more
- Thrivent Financial (Champaign, IL)
- …subject to Compliance with the firm 's Code of Ethics which requires all outside brokerage accounts to be maintained at one of the firms designated by TIMI. ... At Thrivent, we believe money is a tool, not a goal. Driven by a higher purpose at our core, we are committed to providing financial advice, investments, insurance, banking and generosity programs to help people make the most of all they've been given. At our… more
- World Insurance Associates, LLC. (Philadelphia, PA)
- …someone who: + Has at least 1 year of experience working at an insurance brokerage firm . + Knows how to design best-in-class employee communications and manage ... Learn more about our careers at: https://www.worldinsurance.com/careers. TO EXECUTIVE SEARCH FIRMS AND STAFFING AGENCIES: World does not accept unsolicited resumes… more
- Thrivent Financial (Beloit, WI)
- …subject to Compliance with the firm 's Code of Ethics which requires all outside brokerage accounts to be maintained at one of the firms designated by TIMI. ... At Thrivent, we believe money is a tool, not a goal. Driven by a higher purpose at our core, we are committed to providing financial advice, investments, insurance, banking and generosity programs to help people make the most of all they've been given. At our… more
- Thrivent Financial (Champaign, IL)
- …subject to Compliance with the firm 's Code of Ethics which requires all outside brokerage accounts to be maintained at one of the firms designated by TIMI. ... Pay Transparency Thrivent provides Equal Employment Opportunity (EEO) without regard to race, religion, color, sex , gender identity, sexual orientation, pregnancy, national origin, age, disability, marital status, citizenship status, military or veteran… more
- JPMorgan Chase (New York, NY)
- …and low latency trading capabilities to institutional, hedge fund and systematic trading firms . The team partners with clients and provides in-depth TCA analysis and ... and alternative trading systems (ATSs), while collaborating closely with the firm 's compliance and business control management teams to ensure adherence to… more
- First Horizon Bank (Morristown, TN)
- …to management, advisors and other support staff including, operating the firms business process management system, maintaining appropriate files, monitoring multiple ... liaison and between sales team, compliance, and other business lines throughout the firm * Manages account opening process, including but not limited to retrieving… more
- Thrivent Financial (Minneapolis, MN)
- …helps to craft the most efficient path forward for moving from the Advisor's predecessor firm to TIMI + Remain s apprised of current industry trends and research on ... other topics pertaining to the movement of Advisors between firms in the financial services industry + Work s...all programs and services available to FAs through the brokerage platform as well as those available direct to… more