- Wells Fargo (Akron, OH)
- …with marketing related activities, establishing, and maintaining files to meet the firm 's regulatory requirements + Establish and maintain filing and record keeping ... management for review when applicable **Required Qualifications:** + 2+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or… more
- Wells Fargo (Allentown, PA)
- …executing marketing campaigns, establishing and maintaining files to meet the firm 's regulatory requirements, and establishing and maintaining filing and record ... forwarding to management for review **Required Qualifications:** + 2+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or a… more
- Wells Fargo (Mission Viejo, CA)
- …executing marketing campaigns, establishing and maintaining files to meet the firm 's regulatory requirements, and establishing and maintaining filing and record ... for entry-level Client Associates **Required Qualifications:** + 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or… more
- Wells Fargo (Hagerstown, MD)
- …with marketing related activities, establishing and maintaining files to meet the firm 's regulatory requirements + Establish and maintain filing and record keeping ... management for review when applicable **Required Qualifications:** + 2+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or… more
- Wells Fargo (Palo Alto, CA)
- …executing marketing campaigns, establishing and maintaining files to meet the firm 's regulatory requirements, and establishing and maintaining filing and record ... for entry-level Client Associates **Required Qualifications:** + 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or… more
- Wells Fargo (Yardley, PA)
- …executing marketing campaigns, establishing and maintaining files to meet the firm 's regulatory requirements, and establishing and maintaining filing and record ... for entry-level Client Associates **Required Qualifications:** + 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or… more
- Citizens (New York, NY)
- …10+ years of industry experience with a vast knowledge of both brokerage and RIA supervision. Strong product and supervision knowledge in Alternative Investments, ... Controls to build out the day-to-day Supervision of the Private Wealth (RIA/ Brokerage ) and Citizens Securities wealth business + Supervision Oversight: Leading team… more
- Wells Fargo (Champaign, IL)
- …executing marketing campaigns, establishing and maintaining files to meet the firm 's regulatory requirements, and establishing and maintaining filing and record ... forwarding to management for review **Required Qualifications:** + 2+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or a… more
- JPMorgan Chase (Boston, MA)
- …teams, including Research, Sales-Trading, Trading, Syndicate, Equity Capital Markets, Banking, Prime- Brokerage , and Derivatives. You will be part of the sales team ... effort to deliver the firm 's resources and best-in-class client franchise. **Key Responsibilities:** +...Equity Capital Markets, Banking, Trading, and Sales (Equity, Prime Brokerage , Derivatives). + Practice strong intellectual curiosity for core… more
- Robert Half Management Resources (Dallas, TX)
- …reporting, and leadership, coupled with industry-specific expertise in insurance and brokerage operations. This is a 6-month contract position. 100% ONSITE in ... accurate invoicing to retail brokers and agency partners. * Oversee brokerage accounting functions, including premium tracking, fee management, and commission… more