- Truist (Richmond, VA)
- …**Please review the following job description:** Purpose: Mitigate risk for the firm from financial, reputation and regulatory items by ensuring that the advisors, ... Review to ensure compliance with Regulatory requirements as well as current firm policy. + Implement and enforce internal compliance related procedures, training and… more
- JPMorgan Chase (Tempe, AZ)
- …licensing period, these hiring managers work with other service organizations across the firm to develop employee interest in licensed service center roles, and help ... external and internal new joiners for a career in brokerage service at JPMC + Partner with HR to...+ Manage relationships with other service areas across the firm for cross function strategies when volume dictates. +… more
- Truist (Richmond, VA)
- …as requested from the team and/or Management. Proactively engage partners within the firm to identify areas for improvement to processes and procedures. Ensure team ... Book of Business reviews conducted by partners within the firm . + Review Reg BI advisor documentation per current...and Variable Insurance Licensing + 7 years related retail brokerage and/or investment advisory experience with an emphasis in… more
- Robert Half Legal (York, PA)
- …direction for insurance claims, ensuring optimal outcomes for an insurance agency's brokerage clients. This position requires a proactive leader who can guide a ... * Offer legal counsel and strategic advice on insurance claims to support brokerage clients in navigating complex issues. * Oversee and manage a team of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Raymond James Overview** **One of the largest independent financial services firms in the country could be the place you build a career beyond your expectations.** ... talents for the benefit of clients, your career, our firm , and our communities. Raymond James is an equal...Banking division enables its affiliates to go beyond traditional brokerage services by offering clients not only investment products,… more
- Citigroup (Tampa, FL)
- …including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. As a bank with a ... when business decisions are made, demonstrating particular consideration for the firm 's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- Sands Investment Group (Los Angeles, CA)
- …and advisory teams. About SIG Sands Investment Group is a commercial real estate brokerage firm that specializes in the buying and selling of investment ... (SIG), one of the nation's fastest growing real estate firms as named by RE Forum, is seeking highly...the first to offer true sub-product type specialization, the firm 's experience in net lease, retail, office and industrial… more
- Cushman & Wakefield (New York, NY)
- …understanding, and utilization. 3. Business Partnership . Collaborate with Advisory, Brokerage , and Investor teams to align data strategy with business goals. ... CWK) is a leading global commercial real estate services firm for property owners and occupiers with approximately 52,000...at one of the world's most respected real estate firms . You'll work directly with senior leadership, own enterprise-wide… more
- Charles Schwab (Chicago, IL)
- …Risk Team within Margin Services. This high-stakes team manages risk in the firm 's portfolio margin accounts-accounts that are often held by our most sophisticated ... evaluating, and mitigating risk exposure through client outreach, systems monitoring, and firm -level action. The ideal candidate has a strong background in options… more
- Citigroup (New York, NY)
- …consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. Our commitment to diversity ... as well as strategic and advisory support for the Firm on opportunities to meet and exceed our Community...balance sheet to meet community reinvestment objectives across the firm ; + Bringing subject matter expertise and serving as… more