- Wells Fargo (Charlotte, NC)
- …will:** + Lead a team of billing consultants working with First Clearing client firms + Facilitate the month end close process and ensure accurate and prompt payment ... to First Clearing client firms + Serve as the main contact for First...Strong analytical and problem-solving skills + Demonstrated experience in Brokerage Operations or billing operations + Advanced proficiency in… more
- Edward Jones (St. Louis, MO)
- …- and support our client-first focus. Changing the future of our firm , the industry and the advisor-client relationship. **Job Overview** **Position Schedule:** ... and profit sharing. All associates are eligible for the firm 's Employee Assistance Program. For more information on the...large and complex efforts or projects. + Knowledge of brokerage or financial company processes. + Demonstrates accuracy and… more
- Access Dubuque (Dubuque, IA)
- …Inc. **About the Company** **Kunkel & Associates** is a commercial insurance brokerage and consulting firm committed to providing quality service through ... **Job Overview** **Company Overview:** Kunkel & Associates is a well-established firm with 100+ employees across Dubuque (Iowa), Madison (Wisconsin), and Kansas… more
- Wells Fargo (St. Louis, MO)
- …strategic oversight of its Packaged Investment Products suite, tailored for brokerage clients. This suite includes Unit Investment Trusts (UITs), Exchange-Traded ... resolution management + Compile and manage sales data for channel specific and firm wide sales reporting in addition to customized reports for senior management +… more
- Wells Fargo (San Diego, CA)
- …Support Center Operational associates + Have responsibility for all day-to-day brokerage client support functions across multiple sales locations + Work closely ... and Market Managers to ensure the timely execution and delivery of brokerage transactional and service support functions for clients, Financial Advisors and Licensed… more
- CBRE (San Diego, CA)
- …Job ID 193992 Posted 16-Apr-2025 Role type Full-time Areas of Interest Sales/ Brokerage Location(s) Ontario - California - United States of America, San Diego ... means becoming part of the world's leading investment sales firm and a premier financing solutions provider. You'll have...the US This program offers a direct path into brokerage for ambitious and experienced professionals eager to accelerate… more
- Berkshire Bank (Boston, MA)
- …the securities industry, investment management, regulatory rules, product suitability, and firm policies and procedures. Key Accountabilities: + Oversee the asset ... including fiduciary responsibility, advisory regulation, and permissible activities under firm policy, FDIC and state Trust regulations, state guidelines, and… more
- JPMorgan Chase (Tampa, FL)
- …and resolve compliance surveillance inquiries + Provide principal approval for brokerage trade corrections. Review and action brokerage account maintenance ... escalation contact, review circumstance to determine possible complaint, submit to firm wide complaint reporting tool, and coordinate with complaint response team… more
- JPMorgan Chase (New York, NY)
- …and sales desks. Our electronic trading products are fully integrated with the firm 's prime brokerage services, which include leveraged financing and securities ... and alternative trading systems (ATSs), while collaborating closely with the firm 's compliance and business control management teams to ensure adherence to… more
- Access Dubuque (Dubuque, IA)
- …Trucking Insurance Sales** Cottingham & Butler is one of the largest insurance brokerage firms in the nation. We specialize in trucking insurance solutions ... Cottingham & Butler/ SISCO Benefits Sales Manager Cottingham & Butler/ SISCO Brokerage Experienced Sales Executive Cottingham & Butler/ SISCO Entry Level Sales… more