- TEKsystems (Fort Worth, TX)
- Description The Brokerage Operations Associate is responsible for servicing Advisors and clients through the processing and support. The Associate is ... maintaining daily statistics, and communicating with advisors and office staff. The Associate performs these duties within the standards set by the department.… more
- OEC Group (Queens, NY)
- …increase Brokerage sales by joining sales calls and educating customers on Brokerage operations . + Creating and developing new ideas, systems and procedures ... knowledge of harmonized Tariff, CROSS, US Customs Regulations. + Customs Brokerage License required. + Associate 's degree preferred. Salary $80,000-$100,000… more
- TD Bank (New York, NY)
- …a broker-dealer accountant to join its Product Control division in New York City. Associate - TDS Finance - US - Controller function for TD's US Wholesale entities. ... with all external & internal audit counterparts as well as operations and financial operations teams. Responsible for efficiently driving audits to completion. +… more
- JPMorgan Chase (Jersey City, NJ)
- …with various internal and external parties, to identify inefficiencies and manage improvement operations . As an Associate II within the Prime Client ... serve as the primary point of contact for Prime Brokerage clients, addressing their trade and settlement needs. You...on usage of recent technology and reporting processes, represent Operations on client visits and scorecard reviews + Adhere… more
- JPMorgan Chase (Chicago, IL)
- …expand your knowledge, skills, and abilities in the margining space. Client Services Associate will serve as the daily contact for clients and internal partners for ... priority relationships while driving business results. As a **Margin & Collateral Senior Associate ** in the Margins team, you will serve as the day-to-day contact… more
- Broadridge Financial Solutions (Denver, CO)
- …along the way, come join the Broadridge team. Broadridge is growing! We are seeking an Operations Associate to join our team. In this role you will work closely ... related discipline. + One year of financial services experience, preferably in the brokerage or mutual fund industry. + Series 6 or 7 license preferred. Compensation… more
- Anywhere Real Estate (Brooklyn, NY)
- …announce a new leasing project in Downtown Brooklyn. We are in search of a Leasing Associate who plays a vital role in the success of real estate operations and ... the Leasing Director daily + Develop relationships with local brokerage firms to increase outside brokerage activity...Requirements: + Valid NYS Real Estate Salesperson or NYS Associate Broker License required + Experience in the rental… more
- TEKsystems (New York, NY)
- Description Our client's Market Risk Control department is seeking a Market Risk Associate to join their US Prime Services Risk Team in support of varying projects ... on the effective and efficient mitigation of counterparty market/credit risk of Prime Brokerage clients. This position will be on site in Manhattan, NY. Requirements… more
- Regions Bank (Hoover, AL)
- …the careers section of the system. **Job Description:** At Regions, the Investment Operations Manager plays a critical role in overseeing day-to-day operations ... + Leads recruitment, onboarding, and training initiatives to build a high-performing brokerage team + Provides guidance and development opportunities to team members… more
- US Bank (Spokane Valley, WA)
- …- Experience with the policies, processes and procedures of the brokerage industry, FINRA and SEC regulatory standards and all applicable regulatory ... clients, leads, and prospects - Prior sales and service experience relating to Brokerage and Investment Advisory business is preferred - Proven understanding of … more