- Guardian Life (Bethlehem, PA)
- …+ Partner with General Agencies and Financial Representatives to onboard new brokerage and advisory clients + Process new account opening, funding, and annuity ... with Pershing's NetX360, Wove performance reporting, and Envestnet Portfolio Management system + Must be detail oriented and possess excellent time management… more
- Thrivent Financial (Lincoln, NE)
- …mail and practice email, ordering supplies, utilizing Thrivent Financial computer systems and programs in support of client relations, and other administrative ... the practice's Financial Advisors + Update the contact management system with client/member contact and preference information + Assist...the firm's Code of Ethics which requires all outside brokerage accounts to be maintained at one of the… more
- TD Bank (Greenville, SC)
- …identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates matters to the field supervision team + Reviews and ... degree or equivalent experience required. + 5+ years of Brokerage industry experience + FINRA Series 7 Required +...In addition to MS Office software, experience in platform systems preferred (ie, Global Relay, FIS Supervision Compliance Manager,… more
- Amazon (Bellevue, WA)
- …internet to customers and communities around the world, and we've designed the system with the capacity, flexibility, and performance to serve a wide range of ... teams to develop creative and best-in-class trade compliance business processes and systems that scale - Work with Project Kuiper's Trade compliance teams to… more
- Thrivent Financial (Houston, TX)
- …phone calls, handling basic service work, and utilizing Thrivent Financial computer systems and programs in support of client relations, and other administrative ... the practice's Financial Advisors + Update the contact management system with client/member contact and preference information + Prepares...the firm's Code of Ethics which requires all outside brokerage accounts to be maintained at one of the… more
- Thrivent Financial (Dickinson, ND)
- …mail and practice email, ordering supplies, utilizing Thrivent Financial computer systems and programs in support of client relations, and other administrative ... the practice's Financial Advisors + Update the contact management system with client/member contact and preference information + Assist...the firm's Code of Ethics which requires all outside brokerage accounts to be maintained at one of the… more
- The Hartford (Chicago, IL)
- …files, underwriting documentation + Participation in projects, as needed Main systems used: Outlook/Ascend/ Image Right/ Policy Decisions/ web based vendors. (Genius ... as a Commercial Insurance Account Manager (or related) at a carrier or brokerage required + Comfortable level of knowledge of the following insurance coverages:… more
- First Horizon Bank (Coral Gables, FL)
- …procedures, setting up contact records, setting up statements in the Trust system , setting up disbursement and receipt ticklers, maintaining account coding. + ... the Trust Officer. + Processing various cash transactions using Trust and bank systems , including but not limited to processing incoming checks, paying bills for… more
- Thrivent Financial (Champaign, IL)
- …mail and practice email, ordering supplies, utilizing Thrivent Financial computer systems and programs in support of client relations, supporting insurance related ... the practice's Financial Advisors + Updates the contact management system with customer/member contact and preference information + Assists...the firm's Code of Ethics which requires all outside brokerage accounts to be maintained at one of the… more
- Anywhere Real Estate (Ventura, CA)
- …the progress of the transaction and what is needed for a complete closing + Create a system in the office to make sure each file is in status order so that each ... a policy write-up + Utilize all internal escrow support systems to create a high level of productivity and...move through our leading integrated services, which include franchise, brokerage , relocation, and title and settlement businesses, as well… more