- Neuberger Berman (New York, NY)
- …submissions, review and distribute new hire documents (compliance manual, brokerage account disclosure policy, code of ethics affirmation), review background ... amendments + Maintain accurate and up-to-date registration records in internal systems and ensure compliance with recordkeeping requirements + Manage FINRA Gateway… more
- Access Dubuque (Dubuque, IA)
- …Skills:** * Economic development (has coordinated with public sector delivery systems and private sector resources to effectively promote the economic development ... Ad TH Comments **Similar Jobs** Account Executive Cottingham & Butler/ SISCO Brokerage Experienced Sales Executive Cottingham & Butler/ SISCO Entry Level Sales… more
- Xylem (Washington, DC)
- …to ensure accurate implementation of FSFE principles and data alignment in ERP systems . + Conduct training and awareness campaigns across business units to drive ... High levels of energy, drive, focus. **Preferred Qualifications:** + US Customs Brokerage License highly desirable + CTCS (Certified Trade Compliance Specialist) The… more
- Citigroup (Irving, TX)
- …including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. As a bank with a ... expert in offensive information security, application pentesting, networking, operating systems , and databases. + Research and identify potential security issues… more
- Thrivent Financial (Greensboro, NC)
- …of the practice, including, but not limited to utilizing Thrivent computer systems and programs in support of client relations and planning activities. The ... are subject to TIMI's Outside Securities Accounts Policy which requires all outside brokerage accounts to be maintained at one of the firms designated by TIMI.… more
- First Horizon Bank (Birmingham, AL)
- …five years of commercial credit underwriting experience **Knowledge/Skills/Abilities/Training/ Systems ** + Fundamental understanding of commercial credit ... private banking, consumer, small business, wealth and trust management, retail brokerage , capital markets, fixed income, and mortgage banking services. First Horizon… more
- Citigroup (Jersey City, NJ)
- …including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. As a bank with a ... of subject domain/area to assume responsibility for large, complex systems /services/initiatives + Apply a broad and comprehensive knowledge-base in multiple… more
- Aston Carter (Airmont, NY)
- …+ Identify discrepancies and ensure accurate updates to our point-of-record systems and other relevant software. + Maintain documentation and reporting standards ... with journal entries. Work Environment The work environment is a mid-size insurance brokerage organization with roughly 10 people in the office and over 30… more
- First Horizon Bank (Memphis, TN)
- …global exposure a plus. + Skilled in leveraging data, technology, and systems (HRIS, case management tools) to optimize risk mitigation efforts. + Strong ... private banking, consumer, small business, wealth and trust management, retail brokerage , capital markets, fixed income, and mortgage banking services. First Horizon… more
- Perdue Farms, Inc. (Chicago, IL)
- …analysis. + Responsibility for building new distribution channels beyond traditional brokerage models to enhance reach and effectiveness. **Minimum Education and ... + Strong leadership skills + Excellent communication abilities + Proficiency in CRM systems like Salesforce + Deep understanding of the food market dynamics +… more