- Charles Schwab (Westlake, TX)
- …and managing bank holding company capital, bank subsidiary capital, and broker -dealer net capital + Excellent quantitative and analytical skills + Excellent ... oral and written communication skills + Proficient in Excel, PowerPoint, Bloomberg and other investment software + Strong interpersonal and management skill with the ability to build cross-organizational relationships **Three Critical Success Factors for the… more
- Wells Fargo (Iselin, NJ)
- …order routing, RFQ, RFS, Quotations, and Trades from multiple trading venues and broker -dealers + 5+ years of Experience working with line of business partners, Line ... traders, technology teams, and Exchanges to document and troubleshoot production issues related eTrading Quoting, AMM, Inquiry, Post Trade Feeds flows and latency/Performance issues + 5+ years of Experience working with E-trading business users and product… more
- Primo Brands (Norton, MA)
- …decision-makers, including restaurant owners, beverage directors, Chefs, distributor representatives and broker networks. + Act as a bottled water expert, trusted ... industry advisor and brand champion. + Consistently achieve annual KPIs including new accounts and new point of distribution targets. + Represent Primo Brands at Chef and customer-driven events (including some weekends and evenings) to engage key decision… more
- Lincoln Financial (Fort Wayne, IN)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial ... is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their distributors,… more
- Sedgwick (Boise, ID)
- …+ Communicates claim action/processing with insured, client, and agent or broker when appropriate. **ADDITIONAL FUNCTIONS and RESPONSIBILITIES** + Performs other ... duties as assigned. + Supports the organization's quality program(s). + Travels as required. **QUALIFICATIONS** **Education & Licensing** Bachelor's degree from an accredited college or university preferred. Professional certification as applicable to line of… more
- Wells Fargo (Syracuse, NY)
- …of financial services industry experience + Experience in compliance or broker -dealer governance **Job Expectations:** + US only: Obtaining and/or maintaining ... appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE… more
- Cushman & Wakefield (Albany, NY)
- …+ Ensure consistency of transaction service delivery + Oversee/manage field broker selection process + Determine clients' needs and communicate project parameters ... + Oversee negotiations and management of transactions + Collaborate with portfolio administration team to help ensure data accuracy + Coordinate legal review of all client leased/owned documents + Ensure accuracy of financial data and reporting + Resolve… more
- New York State Civil Service (New York, NY)
- …Workflow/Processing Procedural Guides for the submission and acceptance of Broker Dealer Applications, Offering Plans, Cooperative Policy Statements, No Action, ... and Terminations. * Monitor and evaluate the intake process and recommend ways to improve flow of paper and electronic records through the review process to meet high volume of intake. * Monitor and evaluate data entered to identify any deficiencies including… more
- The Cigna Group (Houston, TX)
- …strategies + Develops and maintains strong intelligence capability through customer/ broker contact and formal competitive analysis + Manages the development ... and execution of the market strategy to achieve sales plan + Achieves sales/membership growth and persistency goals + Achieve/exceed earnings plan + Ensures account specific development plans promote profitable growth and a truly integrated Cigna product… more
- Dollar Tree (Chesapeake, VA)
- …the Customs Brokerage field or corporate retail chain environment. + Customs Broker License preferred. **_Job Related/Technical Skills:_** + Proficient in MS Office ... products to include a strong working knowledge of Excel + Experience using the Bamboo Rose PLM software a plus. + Must be able to establish and maintain effective relationships with internal business partners + Strong written, speaking and presentation skills.… more