- Tufts Medicine (Boston, MA)
- …the target language or from the target language into English. Acts as culture broker to identify when cultural differences are leading to a misunderstanding on the ... part of either the provider or patient. Language services are performed in designated areas according to the policies, procedures, philosophy, and objectives of the department and hospital. Works cooperatively within department and other services to create a… more
- Deloitte (Tampa, FL)
- …investment partnerships, alternative products, family offices, mutual funds, broker -dealers, banks, insurance companies, and other investment managers. ... Qualifications Required: + Ability to perform job responsibilities within a hybrid work model that requires US Tax professionals to co-locate in person 2-3 days per week + 5+ years' experience providing tax planning services or preparing and reviewing client… more
- TD Bank (Charlotte, NC)
- …risks and taxonomies related to consumer and commercial banking, securities ( broker -dealer), and wealth management + Prior experience working with lines of ... business stakeholders to develop a culture that fosters self-identification of business and Compliance issues and can support the definition of remediation plans to mitigate associated risks. + Ability to recognize opportunities to implement key risk… more
- TD Bank (New York, NY)
- …a similar degree required. + 2 years of experience with a registered US broker dealer or regulator. + Problem solving skills and the ability to work independently. ... + Strong oral and written communication skills. + Ability to build and maintain professional relationships with internal and external parties. + Produce high quality output timely and accurately. + Strong technology skills including Word, PowerPoint and Excel.… more
- TD Bank (New York, NY)
- …similar degree + 10 or more years of experience in, with a registered US broker dealer or regulator, Branch Inspections testing a plus. + Strong knowledge of SEC, ... FINRA and other relevant regulatory requirements. + Strong Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and the ability to learn new areas while supporting them. + Excellent interpersonal,… more
- TD Bank (New York, NY)
- …but not required. + 7-10 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + ... Firm understanding of global security and derivative products and markets including trading behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding of financial… more
- JPMorgan Chase (Chicago, IL)
- …the development of reviews of potential sales practice issues, including broker -dealer documents, trading, and financial information. + Present findings (orally ... and/or in writing) to management and other potential constituents in an organized, concise, and timely fashion. + Proactively identify patterns and trends in reviews that may have impact to more than one customer, more than one advisor, a region and/or… more
- Charles Schwab (Lone Tree, CO)
- …Responsibility Rule requirements **What you'll do:** + Gain exposure to broker -dealer, bank, and corporate processes through robust risk assessments, varied ongoing ... control testing, and unique project assessments + Contribute to a risk-based approach to the BP portions of Schwab's annual ICFR and ICOC assessments by seeking and applying understanding of Schwab's risks and controls + Collaborate with management, Schwab's… more
- Paychex (Rochester, NY)
- …through virtual interactions. + Scheduling appointments with referral sources, specifically the broker channel to secure referrals to end users. + Conduct outbound ... prospecting via cold calls, emails, and social engagements, and follow up on marketing leads, to qualify opportunities and generate pipeline. + Use technology tools to accurately track activities and forecasts. + Collect data to support underwriting process,… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** + 5-7 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated ... regulator. + Firm understanding of global security and derivative products and markets including trading behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding… more