- TEKsystems (Norman, OK)
- …met. Do these things interest you? - Working with PeopleSoft Integration broker , creating modifying, maintaining application packages, working with general API's? - ... PeopleCode, PeopleTools, Application Designer, Application Engine, workflow, SQR, Integration Broker , Component Interfaces. - Team dynamics- dispersed/virtual hybrid team… more
- CIBC (New York, NY)
- …the US Compliance Examination Plan established to ensure adherence with broker -dealer requirements and compliance with federal and self-regulatory organization (SRO) ... markets, investment banking and corporate banking services provided through the US broker -dealer, CIBC World Markets Corp., but may also support other affiliated… more
- Cushman & Wakefield (St. Louis, MO)
- …& Wakefield service lines. + May liaise with Commission Accounting on behalf of the broker team in regard to broker commissions, outside broker payments, and ... broker pay discrepancies + Participates in Real Estate team calls and meetings as needed. + Complies with all project and time tracking reporting requirements for Financial Analysis. **Qualifications:** + Bachelor Degree; Accounting or Finance; MBA… more
- Pilgrim's (San Diego, CA)
- …to this role is the ability to engage Regional Chains directly, manage the broker and call on distributors in their assigned markets. This role will collaborate with ... establishing, developing and maintaining relationships with Regional Chain targets, Distributors and Broker Teams within a defined region, to exceed KPIs. + Utilize… more
- Vylla Home (Jacksonville, FL)
- …marketing and customer relationship management tools to 24/7 training, face-to-face broker support, qualified leads and referrals and much more. Vylla's national ... roof! We offer our agents: + Up to 100% Broker Split - keep your commission and set your...marketing support, social media training and more + Face-to-face broker support and coaching - true mentorship + Dedicated… more
- Travel + Leisure Co. (Steamboat Springs, CO)
- …incomes (six figure income opportunity) that others dream about. Be a Dream Broker ! We provide weekly paychecks with the opportunity to earn monthly bonuses. Our ... most respected and successful training program Be a Dream Broker , experience isn't necessary the desire to create one...Experience in these positions/industries a plus: Realtor, loan agent, broker , real estate, mortgage broker , DRE, CAR,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and technology to service independent registered investment advisors and introducing broker dealers, especially from the standpoint of a clearing and custody ... technology platform used by independent registered investment advisors and introducing broker dealers. + Products, process, and business structure of independent… more
- Arena Investors LP (Jacksonville, FL)
- …the Investment Advisers Act of 1940; . Support the CCO with FINRA broker -dealer requirements; . Monitoring of Client guidelines and restrictions; . Review of ... policies and procedures; . Administration of firm (Investment Adviser and Broker -Dealer) annual compliance review (testing and monitoring); . Conflicts of interest… more
- Vanguard (Malvern, PA)
- …and dynamic team that performs Treasury Functions consisting of moving and reconciling broker dealer cash activity. The VMC Treasury Liaison will perform the newly ... Protection Rule). VMC is a Vanguard legal entity which is a registered broker -dealer and provides brokerage services as a self-clearing broker -dealer under the… more
- MUFG (New York, NY)
- …bridge between our operations teams and the underlying technology that powers our broker dealer settlement engine. The role demands deep expertise in trade flows, ... + Maintain and update operating procedures, stay current on evolving broker ‑dealer settlement rules and regulatory requirements, and ensure adherence throughout the… more