- Zurich NA (Boston, MA)
- …Way of underwriting Establish new as well as develop existing agency and broker relationships Working within limits and authorities on assignments of varying degrees ... Ability to effectively assess risk + Strong negotiation skills + Strong broker relationships + Superior skills in relationship building, active listening, needs… more
- Capital One (Madison, WI)
- …and results driven Senior Private Aviation Specialist, with experience as a private jet broker . The role will require a hands on approach, with ownership of the ... At least 2 years experience as a private jet broker **Preferred Qualifications:** + 3+ years experience as a...Qualifications:** + 3+ years experience as a private jet broker **At this time, Capital One will not sponsor… more
- JPMorgan Chase (New York, NY)
- …you will provide critical guidance and support to several of the Firm's broker -dealer and investment advisory business groups for JP Morgan Wealth Management. You ... Serve as a primary legal contact supporting JP Morgan Wealth Management's broker -dealer and investment advisory products, services, and sales channels for retail… more
- Hold Brothers (New York, NY)
- About the Job: Hold Brothers Capital, LLC, is a FINRA Registered, SEC, Self-Clearing Broker Dealer. We strive to be a complete destination for traders looking to ... are required to be registered, and licensed with our broker -dealer in order to trade at the firm. Either,...not required to be registered, and licensed with our broker -dealer. They must maintain a balance of $25,000 USD… more
- Zurich NA (Atlanta, GA)
- …of underwriting + Establish new as well as develop existing agency and broker relationships + Working within limits and authorities on assignments of varying degrees ... effectively assess risk + Strong negotiation skills + Strong broker relationships in the State of GA + Superior...high level of customer service by meeting or exceeding broker and or customer expectations with respect to required… more
- Zions Bancorporation (Salt Lake City, UT)
- …the non-bank divisions of Zions Bancorporation including but not limited to Broker Dealer, Capital Markets and Public Finance groups. **Responsibilities** The MLW ... will lead and oversee the firm's compliance programs for its FINRA-registered broker -dealer, bank broker dealer, and capital markets activities. This role… more
- Guardian Life (New York, NY)
- …standards impacting Guardian's retail wealth management business, including its affiliated broker -dealer and investment adviser entities. + Assist with the Firm's ... state insurance laws (inclusive of NAIC). + 3-5 years of broker -dealer and registered investment advisor compliance experience, experience at an insurance-affiliated… more
- BUNZL (St. Louis, MO)
- …and sales activities with the sales directors, sales representatives, and broker partners. **_Responsibilities:_** + Own leadership, training, and development of ... sales team, including management of sales directors, sales representatives, and broker network + Responsible for sales cycle planning, execution, and evaluation… more
- Lactalis American Group Inc. (Minnetonka, MN)
- …This Leader also works closely with the K-12 Bid Specialist team at the Broker to execute the strategy flawlessly nationwide in each cycle. From your EXPERTISE to ... the K-12 Bid Specialist team to execute at the Broker in partnership with Marketing. Direct responsibility to call...on the top districts across the US with our Broker partners. Reporting & P&L Management: Work with the… more
- ADP (Florham Park, NJ)
- …Administrator plays a critical operational and support role within the broker -dealer's compliance department. This position ensures accurate and timely processing of ... Forward checks received by the firm to the designated broker -dealer lockbox. + Serve as the primary liaison for...+ Minimum of 2 years of experience in a broker -dealer compliance or registration role + Strong familiarity with… more