- Vanguard (Charlotte, NC)
- …a seasoned compliance professional to lead monitoring and testing for our broker -dealer's Cash program, which includes banking-like features such as deposits, money ... the investment and financial services industry, with a focus on broker -dealer operations and banking-like features. Monitors regulatory developments and market… more
- Vanguard (Scottsdale, AZ)
- Broker Dealer EDJ Hybrid Sales Executive Generates new relationships and broadens existing relationships with distributors, advisors, and other intermediaries in the ... Broker Dealer channel through predominantly electronic and telephone communication...Generates new relationships and broadens existing relationships in the Broker Dealer channel using a combination of electronic and… more
- WTW (New York, NY)
- **Description** **The Role** The Associate Broker is primarily responsible for ensuring smooth underwriting processes. They are the colleague tasked with ensuring ... fashion. They are also, under the direct supervision of a Senior Broker , responsible for assembling submissions, reviewing and analyzing quotes, negotiating with… more
- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as ... years of regulatory and/or advisory compliance experience at a broker dealer. + A solid foundation in US securities...solid foundation in US securities laws and regulations and broker dealer operations, products and services. + Ability to… more
- Waste Connections (Norfolk, VA)
- **Job Title:** Inside Sales/ Broker Representative **Company:** Bay Disposal **Location:** Norfolk, VA **Position Overview:** The Inside Sales/ Broker ... service. **Qualifications:** + 2+ year of inside sales, account management, or broker experience, preferably in the waste management, recycling, or related industry.… more
- JPMorgan Chase (Jersey City, NJ)
- Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - North America Broker ... planning and demonstrated execution. + Comprehension of customer's industries ( broker dealers, market makers, exchanges/clearinghouse), business needs and potential… more
- Justworks (New York, NY)
- Benefits Broker Partnerships Manager New York, New York Apply Who We Are At Justworks, you'll enjoy a welcoming and casual environment, great benefits, wellness ... Will Work On + Develop deep, strategic relationships with broker partners in your book of business to drive...How You Will Do Your Work As a Benefits Broker Partnerships Manager, how results are achieved is paramount… more
- Marex (New York, NY)
- …number of different entities in the United States. The team will work with brokers or client services to gather the proper documentation and configuring the client's ... local regulatory requirements and Group standards and procedures + Communicate with brokers , sales, and other support & control functions on necessary account… more
- M&T Bank (Baltimore, MD)
- …defense risk management responsibilities of the Investment Bank and Institutional Broker -Dealer in accordance with the Enterprise Risk Framework. Oversee the ... team on risk and control topics impacting the Institutional Broker -Dealer, Corporate Securities Underwriting, and Syndications/ Participations. **Primary Responsibilities:**… more
- Kuehne+Nagel (Jersey City, NJ)
- …Nacora has been a trusted name in commercial insurance. As an independent broker , we specialize in risk consulting and commercial (marine and non-marine) insurance ... all major industries and economies. Our Cargo Claims Adjuster and Customer Service Broker serves as a key liaison between customers and internal teams, ensuring… more