- HUB International (Sioux Falls, SD)
- …degree from an accredited college or university preferred + Prior broker experience with employer groups of 100+ employees, benefit/insurance customer service ... join the team at HUB International, you become part of a global insurance broker , providing a broad array of property, casualty, risk management, life and health,… more
- Vanguard (Charlotte, NC)
- …the investment and financial services industry, with a focus on broker -dealer operations and banking-like features. Monitors regulatory developments and market ... compliance experience in financial services, with at least 2 years in broker -dealer or banking-like operations. + Proven experience in Regulation E, Regulation CC,… more
- Zurich NA (Chicago, IL)
- …include: + Market facing and production, including onsite client stewardship and broker visits + Management and development of robust new business and cross-sell ... + Working independently, negotiate and deliver successful outcomes to the agent/ broker + Administer and monitor underwriting rules and guidelines, insurance laws… more
- BlackRock (New York, NY)
- …support the development and execution of financial crime risk assessments (eg, broker -dealer or product risk assessments. + Perform periodic monitoring and testing, ... separately managed accounts, funds, distribution channels, transfer agents, and broker -dealer environments. + Demonstrated ability to assess complex financial crime… more
- DXC Technology (Washington, DC)
- …security compliance (including DOD standards). + Support integration via Integration Broker and automate environment refreshes. + Participate in migration to Oracle ... PeopleSoft administration and environmental management. + Expertise in PeopleTools, Integration Broker , and PUM. + Strong knowledge of Oracle Database (versions 23ai… more
- Ensono (St. Paul, MN)
- …Fluid Pages, PeopleCode, Component Interfaces, Scheduled Processes, and Integration Broker services + Perform technical analysis, impact assessment, and retrofitting ... workflows and business rules + Manage integration configurations using Integration Broker technology + Provide technical troubleshooting and resolution for complex… more
- CalSTRS (Sacramento, CA)
- …position within the Investment Branch, you will be required to disclose your personal broker account information and be required to utilize a personal broker ... from a designated list as provided by CalSTRS. **Background Investigation** Prior to employment with CalSTRS, a background investigation (BI) will be conducted. The BI consists of a _Personal History Statement_ and fingerprinting through the Department of… more
- Robert Half Finance & Accounting (Chicago, IL)
- …emphasizing the importance of a work-life balance. Position Purpose: The Broker -Dealer Regulatory Reporter is responsible for compiling, analyzing, and submitting ... Qualifications: Required: + 3-5 years of accounting experience, ideally in broker -dealer regulatory reporting + Deep understanding of securities markets, trading… more
- CalSTRS (Sacramento, CA)
- …position within the Investment Branch, you will be required to disclose your personal broker account information and be required to utilize a personal broker ... from a designated list as provided by CalSTRS. **Background Investigation** Prior to employment with CalSTRS, a background investigation (BI) will be conducted. The BI consists of a _Personal History Statement_ and fingerprinting through the Department of… more
- CHARLESGATE (Boston, MA)
- …co-brokerage community to encourage showings and sales, including but not limited to broker open houses, webinars, office "roadshows", and the like. + Assist in ... P&S agreements and all exhibits are distributed and maintain communication with Buyer/ Broker /Attorney to ensure timely signing and execution of P&S agreement +… more