- Emory Healthcare/Emory University (Atlanta, GA)
- …of Emory Healthcare that uses their knowledge and skills as a cultural broker and qualified medical interpreter. + The Medical Interpreter has a strong understanding ... LEP patients and EHC staff and providers. + As a Cultural broker , interpreters facilitates deeper understanding and enhance providers understanding of different… more
- US Foods (Fishers, IN)
- …questions regarding, but not limited to product availability, delivery schedule, broker contact and line information, product information and specification, product ... 6. Prioritize requests based on urgency and customer status. 7. Develop broker and vendor contacts along with using internal resource pool to independently… more
- Neuberger Berman (New York, NY)
- …ensure the highest standards of supervision and governance for RIA and Broker Dealer platforms and advisory/sales activities + Oversee the implementation of ... leading high-performing teams + Deep understanding of RIA and Broker Dealer supervisory frameworks, advisory/sales practices, and relevant regulatory requirements… more
- Zurich NA (Boston, MA)
- …of underwriting + Establish new as well as develop existing agency and broker relationships + Working within limits and authorities on assignments of varying degrees ... with Microsoft Office Preferred Qualifications: + Bachelor's Degree + Established broker relationships. + Sales execution mindset + Creative problem-solving skills +… more
- Kestra Financial (Beaver, PA)
- …and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance + ... in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited to:… more
- Kestra Financial (Raleigh, NC)
- …and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance + ... in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited to:… more
- Navy Federal Credit Union (San Diego, CA)
- …relationships with members and internal/external sources. + Execute customer and broker purchase/sales orders of securities for current/new clients. + Identify ... + Ability to obtain appointment by the sponsoring insurance company, broker -dealer and/or Registered Investment Advisory Firm + Experience in business development… more
- MUFG (New York, NY)
- …and documentation submission required by the regulatory bodies for the broker -dealer's onboarding process + Assist with system configuration, setup, and testing ... a similar business analyst or market operations role, preferably within a broker -dealer or financial institution + Thorough understanding of financial markets, and… more
- TD Bank (New York, NY)
- …and implement processes to streamline and standardize annual reporting to regulators across broker -dealers and swap dealers and draft relevant content + Act as a ... but not required. + 7-10 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. +… more
- Charles Schwab (Westlake, TX)
- …planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the ... + Basic knowledge of finance and accounting, particularly in the bank and broker -dealer space; + Good SQL and Excel Skills; + Experience with Tableau and/or… more