- BlackRock (New York, NY)
- …support the development and execution of financial crime risk assessments (eg, broker -dealer or product risk assessments. + Perform periodic monitoring and testing, ... separately managed accounts, funds, distribution channels, transfer agents, and broker -dealer environments. + Demonstrated ability to assess complex financial crime… more
- DXC Technology (Washington, DC)
- …security compliance (including DOD standards). + Support integration via Integration Broker and automate environment refreshes. + Participate in migration to Oracle ... PeopleSoft administration and environmental management. + Expertise in PeopleTools, Integration Broker , and PUM. + Strong knowledge of Oracle Database (versions 23ai… more
- Ensono (St. Paul, MN)
- …Fluid Pages, PeopleCode, Component Interfaces, Scheduled Processes, and Integration Broker services + Perform technical analysis, impact assessment, and retrofitting ... workflows and business rules + Manage integration configurations using Integration Broker technology + Provide technical troubleshooting and resolution for complex… more
- CalSTRS (Sacramento, CA)
- …position within the Investment Branch, you will be required to disclose your personal broker account information and be required to utilize a personal broker ... from a designated list as provided by CalSTRS. **Background Investigation** Prior to employment with CalSTRS, a background investigation (BI) will be conducted. The BI consists of a _Personal History Statement_ and fingerprinting through the Department of… more
- Robert Half Finance & Accounting (Chicago, IL)
- …emphasizing the importance of a work-life balance. Position Purpose: The Broker -Dealer Regulatory Reporter is responsible for compiling, analyzing, and submitting ... Qualifications: Required: + 3-5 years of accounting experience, ideally in broker -dealer regulatory reporting + Deep understanding of securities markets, trading… more
- CalSTRS (Sacramento, CA)
- …position within the Investment Branch, you will be required to disclose your personal broker account information and be required to utilize a personal broker ... from a designated list as provided by CalSTRS. **Background Investigation** Prior to employment with CalSTRS, a background investigation (BI) will be conducted. The BI consists of a _Personal History Statement_ and fingerprinting through the Department of… more
- CHARLESGATE (Boston, MA)
- …co-brokerage community to encourage showings and sales, including but not limited to broker open houses, webinars, office "roadshows", and the like. + Assist in ... P&S agreements and all exhibits are distributed and maintain communication with Buyer/ Broker /Attorney to ensure timely signing and execution of P&S agreement +… more
- US Bank (Atlanta, GA)
- …in the following areas: * Wealth Management laws and regulations (eg, Broker Dealer, Trust Services, Wealth Management, Securities and Exchange Commission (SEC) ... Operations, Private Banking) * Capital Market laws and regulations (eg, Broker Dealer, Trust Services, Wealth Management, SEC Regulations, FINRA Regulations, 12CFR9… more
- AON (St. Louis, MO)
- …Actively supports and monitors the renewal process. At the direction of the Broker , drafts quote comparisons and follows up for binders, policies, and endorsements. ... Actively supports and monitors the renewal process. At the direction of the Broker , drafts quote comparisons and follows up for binders, policies, and endorsements.… more
- Deloitte (Jersey City, NJ)
- …Additionally, you'll be involved in helping advise investment banks, primary broker dealers, attorneys and various asset originators on performing complex procedures ... (RMBS) and Collateralized Loan Obligations (CLO). Our clients include primary broker dealers and originators in the fixed-income industry. Specific areas of… more