- State of Minnesota (St. Paul, MN)
- …Principal performs complex audits for state registered investment advisers adn broker dealers to ensure adherence to relevant laws and regulations. Collaborating ... in planning and conducting audits of financial advisors, investment advisers, and/or broker dealers. + Project management skills sufficient to develop project plans,… more
- L3Harris (Melbourne, FL)
- …EEI filing) procedures, and ATA Carnet Management Program. + Manage customs broker relationships and mitigate risks. + Collaborate closely with key business ... years of prior related experience. Preferred Qualifications: + Licensed Customs Broker or other professional credential (eg, Certified Customs Specialist (CCS)). +… more
- MUFG (New York, NY)
- …counterparty credit analysis on a range of counterparty types: banks, broker dealers, clearing houses, insurance companies, REITs, Mortgage originators and servicer ... Experience writing credit reviews on Mortgage Originators, REITS, servicers, banks, broker dealers and related FIG counterparty types. + Interpersonal skills:… more
- KeyBank (Brooklyn, OH)
- …across Key's Asset Management activities (ie - wealth management and trust, broker -dealer, and swap dealer) and lines of business, products, and functional ... The Director must have comprehensive knowledge of wealth management, fiduciary/trust, broker -dealer, and investment management as well as a strong understanding of… more
- HUB International (South Portland, ME)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... from various sources of payment (across P&C, Benefits and Broker Dealer, as well as, between the HUB regions.)...aimed to help you succeed and grow within the company and/or industry. Formally, you will be asked to… more
- Cushman & Wakefield (Maryland Heights, MO)
- …Assist in measuring transactional performance * Ensure that all client and broker engagement documentation is executed Transaction Management: * Coordinate field ... broker selection process * Assist with determining client needs...that area, and the candidate's experience and qualifications. The company will not pay less than minimum wage for… more
- MUFG (New York, NY)
- …including trade settlement and trade flow. Proven experience working within a Broker /Dealer environment. + **Product Knowledge:** Expertise with a broad range of ... services industry, preferably in a relevant role within a Broker /Dealer or similar organization. + Demonstrated ability to effectively...material job duties of this role for which the Company reasonably believes that criminal history may have a… more
- Equitable (Charlotte, NC)
- …products issued by Equitable to professional financial intermediaries such as broker -dealers, banks, independent financial planners, and Equitable Advisors, the ... company 's retail distribution organization. The sales team is responsible...Understands the unique needs of proprietary sales force, outside broker dealers, and financial advisors. + Maintains exceptional interpersonal… more
- Insight Global (New York, NY)
- …complex client issues while supporting the overall service strategy. We are a company committed to creating diverse and inclusive environments where people can bring ... sized commercial book of business (20M +) PnC and broker 's license, PnC casualty agent and PnC broker... broker 's license, PnC casualty agent and PnC broker Outstanding Communicator and self starter Proficiency with Applied… more
- Baird & Warner (Downers Grove, IL)
- …in a row. But we didn't get there by accident - behind every great company is a culture created by the professionals who work there. Throughout our rich history, ... rep agreements + Data entry + Tasks assigned by Broker Manager & Sales Support Manager + Able to...& Sales Support Manager + Able to assist Managing Broker with social media content and posting. Requirements +… more