- TD Bank (Fort Lauderdale, FL)
- **Work Location:** New York, New York, United States of America ** Hours :** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... jurisdictions and business lines, including consumer and commercial banking, broker -dealer operations, and wealth management. This role also supports strategic… more
- Bank of America (Jersey City, NJ)
- …impact. Join us! **Job Description:** This job is responsible for reviewing of Broker Dealer (B/D) Regulatory Reporting returns for US regulated B/D entities. Key ... Jersey City, NJ** **Required Qualifications:** + Minimum 5 years of experience in Broker Dealer Regulatory Reporting + Bachelor's degree or related work experience +… more
- TD Bank (Charlotte, NC)
- **Work Location:** Charlotte, North Carolina, United States of America ** Hours :** 40 **Pay Details:** $68,640 - $102,960 USD TD is committed to providing fair and ... a US registered Investment Advisory Service and a US Broker Dealer and TD Wealth Management Services Inc. (TDWMSI)....Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- Navy Federal Credit Union (Cherry Hill, NJ)
- …relationships with members and internal/external sources. + Execute customer and broker purchase/sales orders of securities for current/new clients. + Identify ... Ability to obtain appointment by the sponsoring insurance company, broker -dealer and/or Registered Investment Advisory Firm + Experience in...+ Desire to pursue designations eg CFP, ChFC, CLU Hours : Monday - Friday, 8:30AM - 5:00PM EST; 9:30AM… more
- Robert Half Finance & Accounting (Dallas, TX)
- …firm. * Responsible for the monthly net capital computation of the related Broker /Dealer, and the quarterly preparation of information needed for FINRA filings. * ... Coordinate annual audit preparation with the related Broker /Dealer's independent auditor. * Develop and maintain internal controls...* You must be available to work occasional extra hours daily or work on Saturdays. * A current… more
- TD Bank (Portland, ME)
- **Work Location:** Charlotte, North Carolina, United States of America ** Hours :** 40 **Pay Details:** $86,840 - $139360 USD TD is committed to providing fair and ... + **Experience responding to client complaints within a bank or broker -dealer.** + **Experience reviewing and providing guidance on advertising and marketing… more
- CVS Health (St. Paul, MN)
- …each and every day. **Position Summary** The Account Executive owns the relationship with the broker . The goal of this role is to build and maintain broker ... + Bachelors Degree **Education:** + High School Diploma or GED **Anticipated Weekly Hours ** 40 **Time Type** Full time **Pay Range** The typical pay range for… more
- Amentum (Fort Belvoir, VA)
- …related issues with 24/7 GISA and IEMO service center personnel. + Serve as broker and point of contact for incoming message traffic feedback and inquiries from ... supported customer organizations. Establish a process to broker feedback and inquiries to producing organizations through approved IC and/or agency feedback or RFI… more
- TD Bank (Marlton, NJ)
- **Work Location:** Greenville, South Carolina, United States of America ** Hours :** 40 **Pay Details:** $68,640 - $102,960 USD TD is committed to providing fair and ... a US registered Investment Advisory Service and a US Broker Dealer and TD Wealth Management Services Inc. (TDWMSI)....Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- CHARLESGATE (Boston, MA)
- …and consistently follow up as needed + Provide site coverage during set business hours and on-demand showing availability as needed to effectively sell all units + ... co-brokerage community to encourage showings and sales, including but not limited to broker open houses, webinars, office "roadshows", and the like. + Assist in… more