- Paylocity (Cleveland, OH)
- …in-office requirements. You must be available five days per week during designated work hours . The work arrangement for this role is subject to change based on ... personal contacts and other sources. + Build and maintain relationships within the Broker channel as well as other referral sources + Maintain contact with existing… more
- TD Bank (Greenville, SC)
- **Work Location:** Greenville, South Carolina, United States of America ** Hours :** 40 **Pay Details:** $110,760 - $166,400 USD TD is committed to providing fair and ... and its implementing regulations, 12 CFR Part 1007; and is with a FINRA member, broker or dealer and is subject to the requirements of FINRA and Securities Laws. May… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to support regulatory reporting initiatives across multiple regulatory domains including Broker -Dealer, Bank Holding Company (BHC) and FINRA. The ideal candidate ... deliver high-quality solutions under tight deadlines. + Occasionally work non-standard hours to meet regulatory deadlines. **Regulatory Report Experience: Nice to… more
- Navy Federal Credit Union (Winchester, VA)
- …federal, state, local and industry regulation affecting financial institutions to include Broker /Dealer + Upon selection for this position, will be expected to ... or 66 in states where required) registration and Life & Health Insurance License Hours : Monday - Friday, 8:30AM - 5:00PM EST/PST Location: 9999 Willow Creek Road,… more
- HUB International (Chicago, IL)
- …HUB is one of the largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk services, ... the United States, Canada, and Puerto Rico + Ability to work off hours **Required Competencies** Strategic Orientation + Understands the business context in which… more
- Watco Companies LLC (Lowell, AR)
- …AND RESPONSIBILITIES INCLUDING THE FOLLOWING (OTHER DUTIES MAY BE ASSIGNED): + Broker transportation shipments and securing carrier capacity + Trace & trace customer ... + Sit, stand, walk, and reach with arms - Completion of paperwork, long consecutive hours of typing and using the computer + Talk daily to customers, team members,… more
- Brookfield Properties (San Ramon, CA)
- …weekly basis. What You Bring + Must hold a valid Real Estate Agent or Broker 's License with the California Department of Real Estate + Strong organizational skills + ... 1 + Career development programs + Charitable donation matching + Paid Volunteer Hours + Paid parental leave + Family planning assistance including IVF, surrogacy and… more
- TD Bank (Providence, RI)
- **Work Location:** Providence, Rhode Island, United States of America ** Hours :** 40 **Pay Details:** $60,000 - $60,000 USD TD is committed to providing fair and ... effectively with other departments **OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities… more
- Bank of America (Charlotte, NC)
- …of Liquidity Risk & LOB team and approval via senior executives and broker -dealer Board of Directors, as appropriate. Monitor and notify or escalate limit breaches ... and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) ** Hours Per Week:** 40 Bank of America and its affiliates consider for employment… more
- USG Insurance Services, Inc. (Tampa, FL)
- Chief Technology Officer Hours : 8:30-5:00 Local Time Location : Canonsburg, PA Compensation : Based on Experience Offices : At USG, we empower our team members with ... and Houston Who We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent presence across the nation.… more