- Brookfield Properties (San Ramon, CA)
- …weekly basis. What You Bring + Must hold a valid Real Estate Agent or Broker 's License with the California Department of Real Estate + Strong organizational skills + ... 1 + Career development programs + Charitable donation matching + Paid Volunteer Hours + Paid parental leave + Family planning assistance including IVF, surrogacy and… more
- TD Bank (Providence, RI)
- **Work Location:** Providence, Rhode Island, United States of America ** Hours :** 40 **Pay Details:** $60,000 - $60,000 USD TD is committed to providing fair and ... effectively with other departments **OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities… more
- Bank of America (Charlotte, NC)
- …of Liquidity Risk & LOB team and approval via senior executives and broker -dealer Board of Directors, as appropriate. Monitor and notify or escalate limit breaches ... and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) ** Hours Per Week:** 40 Bank of America and its affiliates consider for employment… more
- USG Insurance Services, Inc. (Tampa, FL)
- Chief Technology Officer Hours : 8:30-5:00 Local Time Location : Canonsburg, PA Compensation : Based on Experience Offices : At USG, we empower our team members with ... and Houston Who We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent presence across the nation.… more
- Shell (Houston, TX)
- …arrangements, such as framework agreements, ISDAs, Delegated Reporting agreements, Broker agreements, Service Level Agreements etc. ensuring compliance with both ... encourages you to be the best version of yourself. + Benefit from flexible working hours , and the possibility of remote/mobile working. + Perform at your best with a… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America ** Hours :** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is ... Qualifications:** + 7 or more years of experience with a registered US broker dealer, regulator, or global financial organization. + JD desirable but not required… more
- USAA (Charlotte, NC)
- …you apart:** + Call Report and/or Bank Regulatory reporting experience + Broker -Dealer expertise + FINRA Series 99 license **Compensation range:** The salary range ... paid time off program with paid holidays plus 16 paid volunteer hours , and various wellness programs. Additionally, our career path planning and continuing… more
- Bank of America (Atlanta, GA)
- …Specialist (CAMS) + Knowledge of anti-money laundering (AML) regulation and guidance for broker -dealers + SIE, Series 3, Series 4, Series 7, and/or Series 24 ... + Talent Development + Coaching **Shift:** 1st shift (United States of America) ** Hours Per Week:** 40 Bank of America and its affiliates consider for employment… more
- Revere Copper Products, LLC (Rome, NY)
- …the hedging lead and may flex into other projects and responsibilities. Hours :Monday-Friday 8:00 AM-4:30 PM Duties and Responsibilities: + Hedge metal purchasing and ... trades through interaction with broker process. + Works with computer models to improve, measure, report, analyze, and control risk associated with volatile… more
- Bank of America (Charlotte, NC)
- …for reviewing regulatory returns for locally regulated legal entities including broker dealers, swap dealers and other legal entities. Key responsibilities include ... Management + Written Communications **Shift:** 1st shift (United States of America) ** Hours Per Week:** 40 Bank of America and its affiliates consider for… more