- Advocates (Worcester, MA)
- …and provide training verification records on all providers on caseload to clinical manager . 6. Coordinate and broker services and support from community ... bonus** **(applicable to external candidates only)** The Autism Support Broker provides services to children under the age of...and carry a full caseload. In addition, the support brokers provide support and facilitation with autism support center… more
- BMO Financial Group (New York, NY)
- Our ideal candidate has FINRA examiner background with broker dealer experience including SEC 15c3 experience, possessing a strong understanding of broker dealer ... help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain valuable experience,… more
- ADP (Liverpool, NY)
- …**What you'll do:** _Responsibilities_ As a Major Accounts Sales H-B Broker District Manager , you will identify and cultivate new ... ADP is hiring a **H-B Broker Channel Sales Representative** . + **_Are you ready to control your financial future with unlimited upside earnings potential?_** +… more
- Vanguard (Scottsdale, AZ)
- …inspires a high-performing team of hybrid sales professionals within Vanguard's dynamic Broker Dealer channel, fueling growth and innovation for a key, rapidly ... evolving broker -dealer partner. This team thrives on building meaningful advisor relationships through strategic, insight-driven engagement-strengthening… more
- Huntington National Bank (Columbus, OH)
- …Segment Controller, this position will play a vital role in the broker -dealer's day-to-day accounting operations. The role will be responsible for preparing journal ... entries, reconciling GL accounts, summarizing and analyzing daily trade activity, assisting in the preparation of various financial and regulatory reports and serve as a liaison to both internal and external audits. This position will also provide a high level… more
- HUB International (Fort Worth, TX)
- **About Us:** HUB is the 5th largest global insurance and employee benefits broker , providing a broad array of property, casualty, risk management, life and health, ... employee benefits, investment and wealth management products and services. With over 18,000 employees in 600 offices throughout North America, HUB has grown substantially, in part due to our industry leading success in mergers and acquisitions… more
- SMBC (New York, NY)
- …basis. + Escalate regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory requirements simply and ... Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer and or swap dealer. + Strong knowledge...US securities and swaps laws, rules and regulations and broker and swap dealer operations. + Ability to communicate… more
- Citigroup (Tampa, FL)
- The current opening is for a candidate to join the CRO team of Citi's US Broker Dealer legal entity. The objective of the role is to support the CRO across various ... aspects in managing the US Broker Dealer and its related activities as a CFTC...appropriate. + Enhance controls and assessments captured in the Manager 's Control Assessment + Candidate will need to work… more
- AON (Chicago, IL)
- Broker II - National Aviation Practice As part of...agreed plans and travel budgets as set with unit manager + Manage agreed expense budget + Stay in sync ... to this job at any time. #LI-DD1 #LI-HYBRID 2560676 Broker II - National Aviation Practice As part of...agreed plans and travel budgets as set with unit manager + Manage agreed expense budget + Stay in… more
- M&T Bank (Baltimore, MD)
- …defense risk management responsibilities of the Investment Bank and Institutional Broker -Dealer in accordance with the Enterprise Risk Framework. Oversee the ... team on risk and control topics impacting the Institutional Broker -Dealer, Corporate Securities Underwriting, and Syndications/ Participations. **Primary Responsibilities:**… more