- TD Bank (Greenville, SC)
- …Client Wealth, (TDPCW), a US registered Investment Advisory Service and a US Broker Dealer and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision ... trends and patterns identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates matters...Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- HUB International (Little Rock, AR)
- …and Responsibilities: + Coordinate the servicing of assigned accounts with the Account Manager + Enter data as required by insurance company automation systems + ... Provide support to the Account Manager on pre-renewal processes + Handle correspondence and the...required. + Review and process change requests in the broker management system + Prepare policies for policy check… more
- CalSTRS (Sacramento, CA)
- …benefits for California's educators! Under the general direction of the Portfolio Manager , the Investment Officer III - Direct Investments is expected to perform ... including all aspects of portfolio management, direct investment, investment manager selection, and diligence processes within an institutional environment +… more
- Baird & Warner (Downers Grove, IL)
- …office appearance. + Process buyer rep agreements + Data entry + Tasks assigned by Broker Manager & Sales Support Manager + Able to assist Managing ... Broker with social media content and posting. Requirements + Strong communication skills (verbal & written) + Ability to multi-task & prioritize + Strong computer skills - including Google platform and Microsoft Office + Ability to perform accurate data… more
- Keith Titus Corp (Weedsport, NY)
- …shipping requirements or concerns. + Communicating regularly with the terminal manager to ensure terminal flow and profitability. Duties and Responsibilities + ... while maintaining weekly sales targets for the assigned terminal. + Broker excess freight to carriers and sister terminals. + Demonstrates initiative… more
- MTA (New York, NY)
- …+ + PeopleTools: (Application Designer, Application Engine, Component Interface, Integration Broker , Query Manager , Process Scheduler). + PeopleCode + ... - $166,223 HAY POINTS: 634 DEPT/DIV: Information Technology SUPERVISOR: Manager , Product Development LOCATION: 333 W 34th Street,...Engine + Application Package + Component Interface + Integration Broker + PS Query / BI Publisher + SQL… more
- Atria Wealth Solutions (Corning, NY)
- …keeps current on investment products and services offered. Meets regularly with Program Manager and trains, if necessary, with Program Manager . + Drives ... LP visit www.cusonet.com . CFS (Member FINRA/SIPC) is a broker -dealer and RIA with a stable, 25-year track record...their members. We're ranked as one of the top broker -dealers in the industry and we work with some… more
- HUB International (Manchester, NH)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... retaining the account, acting as the de facto technical expert and broker -consultant. (In some instances, an assigned Producer will have primary responsibility for… more
- TD Bank (New York, NY)
- …not required + 5 or more years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + ... or more years of experience with a registered US broker dealer or regulator. + JD desirable but not...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Zurich NA (Trenton, NJ)
- …AVP, Underwriting Officer or VP Senior Underwriting officer level. The hiring manager will determine the appropriate level based upon the selected applicant's ... of underwriting + Establish new as well as develop existing agency and broker relationships + Working within limits and authorities on assignments of varying degrees… more