- Bloomberg (New York, NY)
- …to uncover insights across one of the world's largest libraries of broker research, company filings, transcripts, and internal notes. With seamless integration into ... portfolio management, compliance, and operational systems. Unlike a generalist project manager , the Implementation Specialist is a hands-on product expert, guiding… more
- Neovia Logistics (Greenwood, IN)
- …to US Customs as required and report root causes to Foreign-Trade Zone Supervisor / Manager . + Prepare and submit weekly 3461/7501 filings to Customs Broker + ... Monitor daily shipments against weekly 3461 estimates and file a supplemental 3461 when necessary + Manage inbound movements to the FTZ from various ports as needed + Prepare weekly checklists for receiving team and track upcoming receipts + Create and… more
- ReSource Pro (Dallas, TX)
- …+ Behavioral Interview with Talent Acquisition + Online talent assessment + Hiring Manager Interview with VP, FP&A + Work Sample Activity + Final Interview with ... process, technology, and data to serve more than 1,800 clients across the carrier, broker , and MGA segments - consistently earning a +96% client retention rate for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Advanced principles of banking, trust and finance and securities broker /dealer operations. + Wealth Planning offerings and partnerships, including longevity, ... Private Wealth Advisor (CPWA) preferred. Other combination of designations and experience approved by the Wealth Planning management team and hiring manager . more
- City National Bank (Los Angeles, CA)
- …regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with a ... financial institution such as a broker /dealer and/or registered investment adviser. * For Wealth Management Compliance roles, experience working within a Compliance… more
- ReSource Pro (Austin, TX)
- …Interview with Talent Acquisition 2. Online talent assessment 3. Hiring Manager interview 4. Stakeholder interview *Additional interview steps may be added ... process, technology, and data to serve more than 1,800 clients across the carrier, broker , and MGA segments - consistently earning a +96% client retention rate for… more
- Citigroup (New York, NY)
- …Focus - Value Add and Driving Revenue** + Act as a senior client relationship manager for the Futures, OTC Clearing and FX Prime Brokerage (FDC) business + Lead ... with the client FDC relationship. + Participate in structured service reviews and/or Broker Votes with follow up detail and action plans + Know Your Client… more
- Adecco US, Inc. (Fountain Valley, CA)
- …listed below, apply now! **Job Summary** This position supports HMA's Sr. Manager , Risk Management & Compliance and Executive Director, Risk Management, Compliance & ... their responsibilities. - Assist with annual casualty insurance renewal marketing and broker competitions. - Draft proof of insurance letters for current and former… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** + 10 or more years of experience with a registered US broker dealer or regulator. + JD desirable but not required. + Knowledge of ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Thrivent Financial (Fayetteville, AR)
- …and opportunities for professional growth. + Well-being programs to help you manager your physical, emotional and financial health. + Gift-matching program to double ... credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check for more information about our financial advisors. Thrivent provides… more