- TD Bank (Greenwich, CT)
- …charity and community initiatives **Education & Experience:** + Bachelor's degree strongly preferred + 2+ years of providing advice, planning and investment sales + ... expertise of other **OCC Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws.… more
- Leidos (Orlando, FL)
- …communicate with management personnel, technical personnel and third parties ** Preferred ** **Qualifications:** Special consideration will be given to candidates with ... (O365, etc.) + Experience deploying or maintaining cloud access security broker (CASB) solutions. + Experience with application registrations and enterprise… more
- JPMorgan Chase (San Francisco, CA)
- …days of starting in the role as a condition of + employment ** Preferred qualifications, capabilities, and skills:** + Chinese speaking FEDERAL DEPOSIT INSURANCE ACT: ... and services are offered through JP Morgan Securities LLC (JPMS), a registered broker -dealer and investment advisor, member of FINRA and SIPC. Annuities are made… more
- Aston Carter (Mcminnville, OR)
- …: Experience in manufacturing or industrial environments ; scrap or steel industry preferred + Systems : Proficiency in ERP systems (eg, SAP, Oracle), SCMS , ... carrier contracting + Oversee $25-30M in annual transportation spend + Reduce broker reliance and improve cost efficiency + Team Leadership + Supervise warehouse,… more
- Lionbridge Technologies (MA)
- …market analyses providing data-driven recommendations to executive teams. + Manage broker relationships and negotiate contracts to ensure service expectations. + ... of experience in global compensation/benefits management; sales compensation expertise preferred . + Expertise in influencing and collaboration. + Extensive knowledge… more
- Fluor (Greenville, SC)
- …claims process for Mission Solutions, acting as a liaison between the broker , insurance carriers, claim adjusters, and other stakeholders. Defense Base Act provides ... and work in a time-conscious and time-effective manner **Other Job Requirements** ** Preferred Qualifications** * Accredited four (4) year degree or global equivalent… more
- TD Bank (Greenville, SC)
- …& Registration Schedule) + Knowledge of investments, banking and credit products preferred + A self-starter; ability to work with minimal supervision + Ability ... and successor regulations **OCC Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities… more
- Charles Schwab (Westlake, TX)
- …this role has specific qualifications that successful candidates should have. Preferred Qualifications: + Series 7/63 Required Qualifications: + Advanced MS Excel ... or the financial services industry + Expertise in IRS regulations in relation to broker /dealer reporting + Expertise in tax and cost basis reporting topics, such as… more
- Robert Half Finance & Accounting (San Ramon, CA)
- …CRM records and track client interactions + Coordinate with custodians, broker -dealers, and partners + Manage client paperwork, including account openings and ... with eMoney, Redtail CRM, and AssetMark is a plus + Life insurance experience strongly preferred + Series 7, 66, 65, CFP(R), or ChFC(R) is a plus (not required) +… more
- Charles Schwab (Westlake, TX)
- …finance, economics, or related field is required + MBA and/or CFA is preferred , Series 27 license may be required + Strong knowledge and demonstrated experience ... and managing bank holding company capital, bank subsidiary capital, and broker -dealer net capital + Excellent quantitative and analytical skills + Excellent… more