- Santander US (New York, NY)
- …issues from report to completion. + Resource is expected to conduct broker /dealer onboarding by performing FIX testing/certification with counterparties as needed. + ... trading business specifically Equity related products + Algorithmic trading experience preferred with some vendor products exposure + Project management experience… more
- Charles Schwab (Westlake, TX)
- …compliance, and regulatory aspects of the financial services industry (eg, broker -dealer, RIA) ** Preferred Qualifications:** + Ability to think conceptually ... and propose solutions that balance effective risk management and enable business evolution + Strong strategic thinking and ability to connect the dots across functions and risk domains. + Demonstrated ability to navigate technical, digital, and product-related… more
- Cushman & Wakefield (Houston, TX)
- …project deadlines. **Job Description** **Essential Duties** + Support the execution of Broker financial analysis / modeling requests + Prepare pro forma statements, ... Duties** + Bachelor's Degree (Business, Finance, Accounting, Real Estate, etc.) preferred + Combination of education without a degree and corporate work… more
- JPMorgan Chase (Jersey City, NJ)
- JPMorgan Securities LLC (JPMS LLC) is a licensed broker -dealer and investment adviser registered with the SEC and FINRA. It is also a Municipal Securities Dealer, ... influencing skills. + High proficiency with PowerPoint/PitchPro and Macro. ** Preferred Qualifications, Capabilities, and Skills:** + Familiarity with markets… more
- CVS Health (Madison, WI)
- …work tasks are in alignment with overall goals + Participate in broker /customer meetings + Utilizes knowledge of competition and competitive position to evaluate ... **3- 5 years of Pharmacy underwriting experience required for this role** ** Preferred Qualifications** + Extensive knowledge of the Aetna systems supporting ASC… more
- NatWest Markets (Stamford, CT)
- …packages. **Requirements:** + Undergraduate Degree required; FINRA Series 99 and/or 7 preferred . + Minimum 3+ years' experience in Fixed Income Operations at an ... processing. + Familiarity with US regulatory requirements specific to Broker Dealer Operations. + Solid understanding of general accounting principles.… more
- Abbott (Columbus, OH)
- …Amendments and Prior Disclosures. + Ensure timely and accurate response to Broker Requests for Information(BRFI) and follow-up to ensure resolution (once HTS ... experience in import operations, international business, or other related field. ** Preferred ** + Sound analytical abilities and acute attention to detail required.… more
- HUB International (Chicago, IL)
- …centers of excellence. HUB is a global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk ... working within the financial services or technology sector; insurance industry experience preferred ** + Bachelors degree required; MBA and/or graduate degree a plus… more
- Lincoln Financial (Omaha, NE)
- …(Word, Excel, PowerPoint, Outlook). + Familiarity with Anaplan, SQL, Dataiku preferred . **Application Deadline** Applications for this position will be accepted ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Broadridge Financial Solutions (Newark, NJ)
- …Typing, MS Excel, MS Word, and MS PowerPoint is required + CPR certification preferred Salary range is $18.00 hourly. There is a 3.5% shift differential. Broadridge ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more