- TD Bank (Manchester, NH)
- …in the resolution of customer complaints **Education & Experience:** + Bachelor's Degree preferred , 5+ industry experience + FINRA Series 7, 24 and 66 (or ... travel 50% of time **OCC Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to support regulatory reporting initiatives across multiple regulatory domains including Broker -Dealer, Bank Holding Company (BHC) and FINRA. The ideal candidate ... five (5) years of experience as a Technical Business Analyst would be preferred or a combination of education, training and experience. **Knowledge, Skills, and… more
- ENFRA (Baton Rouge, LA)
- …email inbox and promptly respond to questions and requests. * Involves benefits Broker to assist participants with claims and questions as needed. * Receive HIPPAA ... ability to perform duties outside their scope of work when necessary. ** Preferred Education, Experience, and Qualifications** * Bachelor's degree in human resources,… more
- Neuberger Berman (TX)
- …Northern Texas (Dallas), Oklahoma, and Arkansas territory targeting wirehouses and broker dealers by actively developing relationships with advisors to promote ... investment management industry; 5+ years of intermediary distribution experience preferred . + Experience working with wirehouse, regional, and independent financial… more
- Acosta Group (Lewisville, TX)
- …Education and Work Experience** + High School Diploma/GED + Bachelor's Degree preferred + 3+ years' experience working in the CPG industry, supporting manufacturer ... others + Prior experience that demonstrated sales skills with a retailer, food broker , agency or major consumer + Products company. + Solid understanding of working… more
- HUB International (Chicago, IL)
- …HUB is one of the largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk services, ... email/messaging, Windows desktop, Citrix desktop, Exchange On-Premise, O365, and cloud (AWS preferred ) + Experience with Windows Server Operating Systems - 2003 -… more
- HUB International (Houston, TX)
- …proficiency in an insurance account management + Prior agency/brokerage experience is preferred + High School diploma or equivalent required + Currently licensed in ... **About HUB:** HUB International is a leading global insurance and employee benefits broker , providing a broad array of property, casualty, risk management, life and… more
- US Tech Solutions (Jersey City, NJ)
- …Audience includes all levels members of management, including senior management. ** Preferred Qualifications:** A mix of credit review, risk department and ... Telecom, Leveraged Finance, Asset Securitization, Hedge Funds, Insurance, Banks, and Broker /Dealers. + Acquiring a solid understanding of the reviewed activities and… more
- Broadridge Financial Solutions (Edgewood, NY)
- …that QC has a working relationship with Qualifications: + Bachelors degree preferred + Min 2 years leadership/supervisory experience in a production/Quality Control ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- TEKsystems (Moorpark, CA)
- …junior underwriting or junior processing position on the TPO (third-party originator) broker side, focused on income and asset validation. The main responsibilities ... take good notes. Prior experience as a processor or in junior underwriting is preferred , as they would have seen tax returns and bank statements. Responsibilities *… more